Mckinley Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mckinley Brown was a registered financial professional .
Mckinley is a previously registered financial professional and started their career in finance in 1987. Mckinley had worked at 5 firms and has passed the Series 63, Series 62, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2008 - March 31, 2022
LOOP CAPITAL MARKETS LLC
June 14, 2006 - May 23, 2007
ABN AMRO INCORPORATED
October 3, 2005 - May 22, 2007
LASALLE FINANCIAL SERVICES, INC.
July 19, 2004 - October 4, 2005
ABN AMRO INCORPORATED
January 4, 1990 - July 12, 2004
BANC ONE CAPITAL MARKETS, INC.
June 24, 1987 - July 26, 1989
WINGSPAN INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationCurrent Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
