Sandra M. Reynolds
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Michele Reynolds, who also goes by Sandra Michele Obannon, Sandy Obannon, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 1987. Sandra had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 4, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 1997 - January 21, 2016
LOOP CAPITAL MARKETS LLC
January 23, 1989 - August 18, 1995
BANC ONE CAPITAL MARKETS, INC.
April 29, 1987 - October 28, 1988
WINGSPAN INVESTMENT SERVICES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
