Colin S. Grahl
NORTHROCK PARTNERS | Private Wealth Advisor
Roseville, CA 95661-4271
Some features on this profile are disabled
CRD#: 1652920
Professional summary
Colin Stephen Grahl, CFP® is a registered financial advisor currently at NORTHROCK PARTNERS, LLC located in Roseville, California.
Colin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Colin has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Tax Planning
Retirement Planning
Insurance Planning
Business Succession Planning
Investment Planning
Estate Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Real Estate Ownership; Single Family; 5021 Cumbrae Isle Way, Antelope, CA, 95843; Investment-Related; 04/01/2021 / Single Family; 8670 Spanish Bay Isle, , Granite Bay, CA, 95746; Not Investment-Related; 03/08/2024. Independent Insurance Brokering; Union Security Insurance Company; 09/05/1989; Term Life. Business Ownership; SCB Business Solutions; Member; Legal entity created to facilitate business planning for small business owners and manage professional alliance relationships. As consultants we provide expertise to promote the alignment of ideas and concepts to the needs of the business owners. In addition, we manage professional alliance relationships through contractual efforts of Employshare.; 3741 Douglas Blvd, Suite 290, , Roseville, CA, 95661; Not Investment-Related; 10/01/2011; 1 to 9 hours per month; 1 to 9 during trading hours / SCB Ventures, LLC; Member; Will handle the payroll and operation of the WGG Wealth Partners financial planning practice; 3741 Douglas Blvd., Suite 290, , Roseville, CA, 95661; Not Investment-Related; 01/01/2011; 20 to 39 hours per month; 20 to 39 during trading hours / CK Development LLC; Owner; A company that owns 50% of GBOGH Partners,LLC. CK Development is simply a conduit company that I deposit funds into and then the funds are invested into GBOGH Partners, LLC. When project are sold, hopefully at a profit, the capital will be retuned to CK Development net with my share of profits/loss. ; 127 Meadowbrook Ln, , Davidson, NC, 28036; Investment-Related; 03/14/2022; 1 to 9 hours per month; 1 to 9 during trading hours / GBOGH Partners, LLC; Owner; Real Estate; 127 Meadowbrook Ln, , Davidson, NC, 28036; Investment-Related; 03/24/2022; 0 hours per month; 0 during trading hours. Board of Directors; Placer SPCA; Board Secretary; 200 Tahoe Ave., , Roseville, CA, 95678; Not Investment-Related; 01/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Colin Stephen Grahl's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1991
Experience
Current
July 10, 2025 - Present
NORTHROCK PARTNERS, LLC
Office #1: 3741 Douglas Blvd Suite 290, Roseville, CA 95661-4271RIA
CRD#: 167908
Roseville, CA
Past
December 15, 1997 - July 14, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Roseville, CA
Past
April 29, 1987 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
April 29, 1987 - July 14, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Roseville, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NORTHROCK PARTNERS, LLC
3 TACTICAL ADVISOR, LLC | ORPHEUS WEALTH MANAGEMENT, LLC | NORTHROCK PARTNERS, LLC | LIFESTAGE WEALTH MANAGEMENT GROUP | LIFESTAGE WEALTH MANAGEMENT
CRD#: 167908 / SEC#: 801-78194
RIA
Registered Investment Advisory firm - (6/13/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/10/2025)
IAR
Texas(7/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
NORTHROCK PARTNERS, LLC
3 TACTICAL ADVISOR, LLC | ORPHEUS WEALTH MANAGEMENT, LLC | NORTHROCK PARTNERS, LLC | LIFESTAGE WEALTH MANAGEMENT GROUP | LIFESTAGE WEALTH MANAGEMENT
CRD#: 167908 / SEC#: 801-78194
RIA
Registered Investment Advisory firm - (6/13/2013 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
225 South Sixth Street Suite 1400, Minneapolis, MN 55402
Mailing Address
Phone number
(612) 367-8800
Established
Firm type
Fiscal year end
# of Employees
161
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,834 |
| AUM (Assets Under Management) | $ 6,596,242,797 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 11/05/2024 | ||
| 01/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NORTHROCK PARTNERS, LLC
Private Wealth AdvisorCRD#: 167908Roseville, CA 95661-4271TRUST BUT VERIFY
Monitor Colin Grahl
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
