Rick R. Koyiol
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rick Robert Koyiol, who also goes by Rick Koyiol, was a registered financial professional .
Rick is a previously registered financial professional and started their career in finance in 1988. Rick had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 3, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2014 - September 23, 2016
NORTHLAND INVESTMENT MANAGEMENT CO.
November 1, 1993 - November 23, 2009
EASTERN POINT SECURITIES, INC.
July 7, 1992 - May 13, 1993
PRUDENTIAL EQUITY GROUP, LLC
June 27, 1991 - July 8, 1992
CITIGROUP GLOBAL MARKETS INC.
February 10, 1989 - July 25, 1990
CITIGROUP GLOBAL MARKETS INC.
March 29, 1988 - February 24, 1989
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 28
Date: 3/16/2004
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
NORTHLAND INVESTMENT MANAGEMENT CO.
CRD#: 135888 / SEC#:
Contact information
Red Flags
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