Douglas M. Grushey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Mark Grushey was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1988. Douglas had worked at 8 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2009 - November 2, 2012
D.H. HILL SECURITIES, LLLP
April 12, 2006 - December 13, 2007
MILKIE/FERGUSON INVESTMENTS, INC.
June 24, 2004 - January 13, 2006
RETIREMENT ADVISORS OF AMERICA
September 15, 2003 - July 1, 2004
VALIC FINANCIAL ADVISORS, INC.
May 5, 2003 - July 1, 2004
VALIC FINANCIAL ADVISORS, INC.
April 18, 1997 - November 29, 2001
FIDELITY BROKERAGE SERVICES LLC
January 1, 1997 - April 14, 1997
BARNETT INVESTMENTS, INC.
May 16, 1991 - July 11, 1996
FIDELITY BROKERAGE SERVICES LLC
February 22, 1989 - May 16, 1989
AMA INVESTMENT ADVISERS, INC.
August 8, 1988 - February 25, 1989
KEMPER FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
D.H. HILL SECURITIES, LLLP
CRD#: 41528 / SEC#: , 8-49475
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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