Audrey E. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Audrey Elizabeth Anderson, who also goes by Audrey Elizabeth Chandler, was a registered financial professional .
Audrey is a previously registered financial professional and started their career in finance in 1987. Audrey had worked at 7 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2004 - August 20, 2013
ANDERSON FINANCIAL SERVICES, INC
June 28, 1996 - June 11, 1997
SECURITIES AMERICA, INC.
August 2, 1995 - June 11, 1997
SECURITIES AMERICA, INC.
June 25, 1990 - August 5, 1993
CETERA WEALTH SERVICES, LLC
December 16, 1989 - July 3, 1990
LPL FINANCIAL LLC
February 17, 1989 - December 16, 1989
LINSCO FINANCIAL GROUP, INC.
April 27, 1988 - December 9, 1988
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 29, 1987 - August 11, 1987
INTERCAP FINANCIAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ANDERSON FINANCIAL SERVICES, INC
CRD#: 113029 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
