AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JS

John L. Stanton

SEACREST WEALTH MANAGEMENT
NAPERVILLE, IL 60563
Some features on this profile are disabled
CRD#: 1652643
JS

Professional summary

John Leslie Stanton is a registered financial advisor currently at SEACREST WEALTH MANAGEMENT, LLC located in Naperville, Illinois.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. John has worked at 10 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE AGENT LIFE, LTC, FIXED ANNUITIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Leslie Stanton's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 27, 2014 - Present

SEACREST WEALTH MANAGEMENT, LLC

Office #1: 2020 Calamos Court, Naperville, IL 60563
RIA
CRD#: 147092
NAPERVILLE, IL
Past

July 29, 2011 - September 25, 2014

B. RILEY WEALTH MANAGEMENT

RIA
CRD#: 2543
CHICAGO, IL
Past

July 29, 2011 - September 25, 2014

B. RILEY WEALTH MANAGEMENT

BD
CRD#: 2543
CHICAGO, IL
Past

June 1, 2009 - August 12, 2011

MORGAN STANLEY

RIA
CRD#: 149777
OAK BROOK, IL
Past

June 1, 2009 - August 12, 2011

MORGAN STANLEY

BD
CRD#: 149777
OAK BROOK, IL
Past

April 24, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
OAK BROOK, IL
Past

April 24, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
OAK BROOK, IL
Past

January 27, 2005 - May 4, 2007

INVEST FINANCIAL CORPORATION

RIA
CRD#: 12984
NAPERVILLE, IL
Past

January 27, 2005 - May 4, 2007

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
NAPERVILLE, IL
Past

March 30, 2004 - January 18, 2005

LPL FINANCIAL LLC

RIA
CRD#: 6413
LAKE FOREST, IL
Past

February 24, 2004 - January 18, 2005

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

September 17, 2001 - February 9, 2004

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
WAVERLY, IA
Past

October 8, 1998 - May 15, 2001

CALAMOS FINANCIAL SERVICES LLC

BD
CRD#: 19850
NAPERVILLE, IL
Past

February 1, 1995 - September 28, 1998

DWS DISTRIBUTORS, INC.

BD
CRD#: 37306
CHICAGO, IL
Past

September 10, 1987 - February 1, 1995

KEMPER FINANCIAL SERVICES, INC.

BD
CRD#: 798

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SEACREST WEALTH MANAGEMENT, LLC
SEACREST WEALTH MANAGEMENT, LLC

CRD#: 147092 / SEC#: 801-69141

RIA
Registered Investment Advisory firm - (5/12/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(11/3/2014)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/29/2004
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/16/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/16/1988
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/9/1987
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SW
SEACREST WEALTH MANAGEMENT, LLC
SEACREST WEALTH MANAGEMENT, LLC

CRD#: 147092 / SEC#: 801-69141

RIA
Registered Investment Advisory firm - (5/12/2008 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
3000 Westchester Avenue Suite 206, Purchase, NY 10577
Mailing Address
Phone number
(914) 502-1900
Established
Firm type
Fiscal year end
# of Employees
51

SEC notice filing (40 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SEACREST WEALTH MANAGEMENT, LLC DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts3,945
AUM (Assets Under Management)$ 1,561,182,425

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEACREST WEALTH MANAGEMENT, LLC

CRD#: 147092Naperville, IL 60563

TRUST BUT VERIFY

Monitor John Stanton

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

JF
James FlanaganAdvisorCheck Check Mark
INDEPENDENT FINANCIAL GROUP, LLC
IAR
RR
Downers Grove, IL
FC
Flavia CardozoAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
IAR
RR
Naperville, IL
Justin John Dagostino
Justin DagostinoAdvisorCheck Check Mark
VERTEX PARTNERS
IAR
RR
Downers Grove, IL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics