Mark H. Fischer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Harvey Fischer was a registered financial advisor .
Mark is a previously registered financial advisor and started their career in finance in 1997. Mark had worked at 4 firms and has passed the Series 63, Series 7, Series 53, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 26, 2004 - January 21, 2005
VISTA FINANCIAL SERVICES CORPORATION
March 20, 2003 - December 15, 2003
FLAGSHIP ADVISORS, INC.
November 8, 2000 - September 24, 2004
VISTA FINANCIAL SERVICES CORPORATION
September 16, 1997 - October 26, 1998
BOSSIO FINANCIAL GROUP, INC.
May 19, 1997 - July 30, 1997
MULTI-BANK SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VISTA FINANCIAL SERVICES CORPORATION
CRD#: 37626 / SEC#: , 8-47828
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VISTA FINANCIAL GROUP,INC. | SHARE HOLDER | |
| RUTKOWSKI, JOSEPH WILLIAM JR | PRINCIPAL | 2232900 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
