John R. Cronin

ATALANTA SOSNOFF CAPITAL

New York, NY 10017

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CRD#: 1652188

Professional summary

John Raymond Cronin is a registered financial advisor currently at ATALANTA SOSNOFF CAPITAL, LLC located in New York, New York.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. John has worked at 10 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Finishline Capital Inc.; Investment Related; Private Residence, Small Business Financing; President; November 2, 2012; Less than 1 hour a month; 0 hours during business hours; Keeping business current with the state and filing taxes 2) Firsthand Capital Inc.; Investment Related; Private Residence, Small Business Financing; President; November 2, 2012; Less than 1 hour a month; 0 hours during business hours; Keeping business current with the state and filing taxes

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Raymond Cronin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 28, 2022 - Present

ATALANTA SOSNOFF CAPITAL, LLC

Office #1: 505 Fifth Avenue 17th Floor, New York, NY 10017

RIA

CRD#: 104880

New York, NY

Past

May 27, 2011 - July 24, 2012

RODMAN & RENSHAW, LLC

CRD#: 16415

NEW YORK, NY

Past

April 2, 2009 - May 27, 2011

HUDSON SECURITIES,INC.

CRD#: 10467

JERSEY CITY, NJ

Past

April 20, 2005 - March 17, 2009

UBS SECURITIES LLC

CRD#: 7654

STAMFORD, CT

Past

February 2, 2004 - May 25, 2005

UBS CAPITAL MARKETS L.P.

CRD#: 2692

STAMFORD, CT

Past

April 23, 2003 - February 12, 2004

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

March 6, 2000 - April 10, 2003

CANACCORD GENUITY SECURITIES LLC

CRD#: 24790

NEW YORK, NY

Past

February 1, 2000 - February 9, 2000

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

February 7, 1995 - February 1, 2000

HAMBRECHT & QUIST LLC

CRD#: 940

SAN FRANCISCO, CA

Past

April 29, 1987 - January 20, 1995

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATALANTA SOSNOFF CAPITAL, LLC

ATALANTA SOSNOFF CAPITAL CORP DELAWARE | ATALANTA/SOSNOFF CAPITAL, LLC | ATALANTA/SOSNOFF CAPITAL CORP (DELAWARE) | ATALANTA SOSNOFF CAPITAL, LLC

CRD#: 104880 / SEC#: 801-16739

RIA

Registered Investment Advisory firm - (1/20/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(10/31/2022)

IAR

New York
(10/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/28/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/23/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 5/18/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/25/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/18/2000

General Securities Principal Examination

Current Firm

ATALANTA SOSNOFF CAPITAL, LLC

ATALANTA SOSNOFF CAPITAL CORP DELAWARE | ATALANTA/SOSNOFF CAPITAL, LLC | ATALANTA/SOSNOFF CAPITAL CORP (DELAWARE) | ATALANTA SOSNOFF CAPITAL, LLC

CRD#: 104880 / SEC#: 801-16739

RIA

Registered Investment Advisory firm - (1/20/1982 Approved)

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Contact information

Main Address

505 Fifth Avenue 17th Floor, New York, NY 10017

Mailing Address

Phone number

(212) 867-5000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ATALANTA SOSNOFF CAPITAL, LLC PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	195
AUM (Assets Under Management)	$ 4,496,850,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/27/2025	Cover Page	Report
10/25/2024	Cover Page	Report
11/22/2023	Cover Page	Report
12/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John R. Cronin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Raymond Cronin's CRS (Customer Relationship Summary).

Certified licenses

Experience

RODMAN & RENSHAW, LLC

HUDSON SECURITIES,INC.

UBS SECURITIES LLC

UBS CAPITAL MARKETS L.P.

RBC CAPITAL MARKETS, LLC

CANACCORD GENUITY SECURITIES LLC

J.P. MORGAN SECURITIES INC.

HAMBRECHT & QUIST LLC

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

ATALANTA SOSNOFF CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/28/2022

Series 63

Date: 6/23/1987

Series 55

Date: 5/18/1999

Series 7

Date: 4/25/1987

Series 24

Date: 11/18/2000

Current Firm

ATALANTA SOSNOFF CAPITAL, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ATALANTA SOSNOFF CAPITAL, LLC

TRUST BUT VERIFY

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