James Henry Stevens
Professional Summary
James Henry Stevens, who also goes by Jim Stevens, is a registered financial advisor currently at MAG CAP located in Ridgeland, Mississippi. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. James has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3, Series 7, Series 10, Series 9 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jim Stevens
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RAYMOND JAMES & ASSOCIATES, INC.
Videos & Posts
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RAYMOND JAMES & ASSOCIATES, INC.
Contact Information
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RAYMOND JAMES & ASSOCIATES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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RAYMOND JAMES & ASSOCIATES, INC.
Years of Experience
36 years in the financial services industry
Current & Past Employments
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RAYMOND JAMES & ASSOCIATES, INC.
Current Firm
ATALA FINANCIAL | MILESTONE INVESTMENT GROUP | MAGNOLIA CAPITAL ADVISORS, LLC | MAGNOLIA CAPITAL ADVISORS LLC | MAGNOLIA CAPITAL ADVISORS D/B/A MAG CAP | MAG CAP ADVISORS | MAG CAP
Contact Information
Main Address
1076 Highland Colony Parkway Suite 291, Ridgeland, MS 39157Phone Number
(601) 362-5872# of Employees
18SEC notice filing (11 States and Territories)
Registered to provide investment advisory services in 11 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
4,324AUM (Assets Under Management)
$1,691,479,335Similar Advisors
RAYMOND JAMES & ASSOCIATES, INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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RAYMOND JAMES & ASSOCIATES, INC.
Primary Firm SEC Registration
ATALA FINANCIAL | MILESTONE INVESTMENT GROUP | MAGNOLIA CAPITAL ADVISORS, LLC | MAGNOLIA CAPITAL ADVISORS LLC | MAGNOLIA CAPITAL ADVISORS D/B/A MAG CAP | MAG CAP ADVISORS | MAG CAP
State Registrations and Notice Filings
(9/30/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Nov 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Nov 2023About the Series 9 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Sep 1991Similar Advisors
RAYMOND JAMES & ASSOCIATES, INC.
CRS (Client Relationship Summary) - RIA
Click below to view James Henry Stevens's CRS (Customer Relationship Summary).
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RAYMOND JAMES & ASSOCIATES, INC.
