JS
James H. Stevens
MAG CAP
RIDGELAND, MS 39157
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CRD#: 1652071
JS
Professional summary
James Henry Stevens, who also goes by Jim Stevens, is a registered financial advisor currently at MAG CAP located in Ridgeland, Mississippi.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. James has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Stevens
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) B AND H LP
ADDRESS: JACKSON, MS
NATURE OF THE BUSINESS: BUSINESS OWNER
POSITION/TITLE: PARTNER
INVESTMENT RELATED:YES
START DATE: 06/30/1999
HOURS PER MONTH DEVOTED TO THIS BUSINESS: 1
HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0
DESCRIPTION OF DUTIES: ASSIST IN SELECTION OF INVESTMENT PURCHASES OF TRADED SECURIITES. BASIC RECORDKEEPING FOR TAX PREP. COMPANY EMPLOYEES OUTSIDED CONSULTANTS TO MANAGE TIMBER OPERATIONS. MY TWO RETIRED SISTERS ARE PARTNERS AND WILL ASSIST WITH THESE DUTIES.
(2) J A BENTLEY LUMBER CO
ADDRESS: JACKSON, MS
NATURE OF THE BUSINESS: PERSONAL/PRIVATE INVESTMENT
POSITION/TITLE:
INVESTMENT RELATED:YES
START DATE: 06/01/2005
HOURS PER MONTH DEVOTED TO THIS BUSINESS: 0
HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0
DESCRIPTION OF DUTIES: PASSIVE PRIVATE SHAREHOLDER IN A FAMILY OWNED BUSINESS. RECEIVED SHARES DUE TO ESTATE PLANNING. NO INVOLVEMENT IN ANY EMPLOYMENT RELATED CAPICITY.
(3) POPE FARM LLC
ADDRESS: JACKSON, MS
NATURE OF THE BUSINESS: AGRICULTURE/FARMING
POSITION/TITLE: PARTNER
INVESTMENT RELATED:NO
START DATE: 10/17/2014
HOURS PER MONTH DEVOTED TO THIS BUSINESS: 1
HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0
DESCRIPTION OF DUTIES: CO PARTNER WITH SISTERS ON FAMILY LAND RECEIVED FROM PARENTS FOR ESTATE PLANNING PURPOSES. FILING TAX RETURNS AND MINIMAL DAY TO DAY OPERATIONS. LAND IS MANAGED BY AN OUTSIDE FORRESTER.
(4) BANKFIRST FINANCIAL
ADDRESS: JACKSON, MS
NATURE OF THE BUSINESS: PERSONAL/PRIVATE INVESTMENT
POSITION/TITLE:
INVESTMENT RELATED:YES
START DATE: 08/31/2004
HOURS PER MONTH DEVOTED TO THIS BUSINESS: 0
HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0
DESCRIPTION OF DUTIES: PRIVATE INVESTOR ONLY
(5) CENTON BANCORP
ADDRESS: JACKSON , MS
NATURE OF THE BUSINESS: PERSONAL/PRIVATE INVESTMENT
POSITION/TITLE:
INVESTMENT RELATED:YES
START DATE: 09/30/1997
HOURS PER MONTH DEVOTED TO THIS BUSINESS: 0
HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0
DESCRIPTION OF DUTIES: PRIVATE INVESTOR IN A COMMUNITY BANK. RECEIVED SHARES AS A GIFT FROM MOTHER DUE TO ESTATE PLANNING.
(6) BENTLEY GLENMORA LAND CO
ADDRESS: JACKSON, MS
NATURE OF THE BUSINESS: PERSONAL/PRIVATE INVESTMENT
POSITION/TITLE:
INVESTMENT RELATED:NO
START DATE: 06/01/2005
HOURS PER MONTH DEVOTED TO THIS BUSINESS: 0
HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0
DESCRIPTION OF DUTIES: PRIVATE SHAREHOLDER IN A PRIVATE FAMILY BUSINESS. SHARES WERE GIVEN TO ME DUE TO FAMILY ESTATE PLANNING
CRS (Client Relationship Summary) - RIA
Click below to view James Henry Stevens's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 30, 2022 - Present
MAG CAP
Office #1: 1076 Highland Colony Parkway Suite 291, Ridgeland, MS 39157RIA
CRD#: 298398
RIDGELAND, MS
Past
February 13, 2013 - April 8, 2021
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
JACKSON, MS
Past
February 13, 2013 - April 8, 2021
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
JACKSON, MS
Past
June 30, 2011 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
JACKSON, MS
Past
December 19, 1989 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
JACKSON, MS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MAG CAP
ATALA FINANCIAL | MILESTONE INVESTMENT GROUP | MAGNOLIA CAPITAL ADVISORS, LLC | MAGNOLIA CAPITAL ADVISORS LLC | MAGNOLIA CAPITAL ADVISORS D/B/A MAG CAP | MAG CAP ADVISORS | MAG CAP
CRD#: 298398 / SEC#: 801-114023
RIA
Registered Investment Advisory firm - (9/21/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Mississippi(9/30/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/10/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 9/23/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MC
MAG CAP
ATALA FINANCIAL | MILESTONE INVESTMENT GROUP | MAGNOLIA CAPITAL ADVISORS, LLC | MAGNOLIA CAPITAL ADVISORS LLC | MAGNOLIA CAPITAL ADVISORS D/B/A MAG CAP | MAG CAP ADVISORS | MAG CAP
CRD#: 298398 / SEC#: 801-114023
RIA
Registered Investment Advisory firm - (9/21/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1076 Highland Colony Parkway Suite 291, Ridgeland, MS 39157
Mailing Address
Phone number
(601) 362-5872
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,743 |
| AUM (Assets Under Management) | $ 1,482,714,109 |
Red Flags
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Company Information
MAG CAP
CRD#: 298398Ridgeland, MS 39157TRUST BUT VERIFY
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