Brian Allen Roberts
Professional Summary
Brian Allen Roberts is a registered financial advisor currently at FLEXPATH STRATEGIES located in Virginia Beach, Virginia. Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Brian has worked at 7 firms and has passed the Series 63, Series 3, Series 7 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
FIDUCIARYPATH | FLEXPATH STRATEGIES LLC | FLEXPATH STRATEGIES | FIDUCIARYPATH ADVISORS
Contact Information
Main Address
120 Vantis Suite 480, Aliso Viejo, CA 92656Phone Number
(949) 418-6030# of Employees
5SEC notice filing (34 States and Territories)
Registered to provide investment advisory services in 34 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
741AUM (Assets Under Management)
$2,913,734,672Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
FIDUCIARYPATH | FLEXPATH STRATEGIES LLC | FLEXPATH STRATEGIES | FIDUCIARYPATH ADVISORS
State Registrations and Notice Filings
(11/10/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Aug 1993About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Brian Allen Roberts's CRS (Customer Relationship Summary).
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