Brian A. Roberts

FLEXPATH STRATEGIES

Virginia Beach, VA

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CRD#: 1652043

Professional summary

Brian Allen Roberts is a registered financial advisor currently at FLEXPATH STRATEGIES located in Virginia Beach, Virginia.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Brian has worked at 7 firms and has passed the Series 63, Series 3, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Allen Roberts's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 9, 2022 - Present

FLEXPATH STRATEGIES

Office #2: 120 Vantis Suite 480, Aliso Viejo, CA 92656

RIA

CRD#: 174306

Virginia Beach, VA

Past

August 20, 2014 - November 9, 2022

WEALTHSPIRE RETIREMENT ADVISORY

RIA

CRD#: 121254

ALISO VIEJO, CA

Past

February 8, 2011 - June 1, 2012

FINANCIAL TELESIS INC

CRD#: 31012

WILLIAMSBURG, VA

Past

January 31, 2011 - November 9, 2011

FINANCIAL TELESIS INC

RIA

CRD#: 31012

WILLIAMSBURG, VA

Past

September 29, 2009 - March 4, 2011

ARETE INVESTMENT CONSULTING, LLC

RIA

CRD#: 151547

VIRGINIA BEACH, VA

Past

September 24, 2007 - June 12, 2009

CAPITAL CLIENT GROUP, INC.

CRD#: 6247

LOS ANGELES, CA

Past

August 7, 1993 - January 4, 2007

CAPITAL CLIENT GROUP, INC.

CRD#: 6247

LOS ANGELES, CA

Past

October 30, 1989 - June 10, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

April 21, 1987 - November 1, 1989

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FLEXPATH STRATEGIES

FIDUCIARYPATH | FLEXPATH STRATEGIES LLC | FLEXPATH STRATEGIES | FIDUCIARYPATH ADVISORS

CRD#: 174306 / SEC#: 801-80914

RIA

Registered Investment Advisory firm - (2/13/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(11/10/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/28/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 11/2/1989

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/18/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 8/30/1993

Investment Company Products/Variable Contracts Principal Examination

Current Firm

FLEXPATH STRATEGIES

FIDUCIARYPATH | FLEXPATH STRATEGIES LLC | FLEXPATH STRATEGIES | FIDUCIARYPATH ADVISORS

CRD#: 174306 / SEC#: 801-80914

RIA

Registered Investment Advisory firm - (2/13/2015 Approved)

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Contact information

Main Address

120 Vantis Suite 480, Aliso Viejo, CA 92656

Mailing Address

Phone number

(949) 418-6030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FLEXPATH BROCHURE (2/6/2026)

Regulatory assets under management

Total Number of Accounts	741
AUM (Assets Under Management)	$ 2,913,734,672

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brian A. Roberts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Allen Roberts's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHSPIRE RETIREMENT ADVISORY

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

ARETE INVESTMENT CONSULTING, LLC

CAPITAL CLIENT GROUP, INC.

CAPITAL CLIENT GROUP, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

KIDDER, PEABODY & CO. INCORPORATED

Primary Firm SEC Registration

FLEXPATH STRATEGIES

State Registrations and Notice Filings

Exams

Series 63

Date: 5/28/1987

Series 3

Date: 11/2/1989

Series 7

Date: 4/18/1987

Series 26

Date: 8/30/1993

Current Firm

FLEXPATH STRATEGIES

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FLEXPATH STRATEGIES

TRUST BUT VERIFY

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