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AB

Anatoly Burman

ASHTON STEWART & CO.
Upper Saddle River, NJ 07458
Some features on this profile are disabled
CRD#: 1652002
AB

Professional summary


Anatoly Burman is a registered financial professional currently at ASHTON STEWART & CO., INC. located in Upper Saddle River, New Jersey.

Anatoly is registered as a RR (Registered Representative) and started their career in finance in 1990. Anatoly has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Anatoly Burman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 14, 2015 - Present

ASHTON STEWART & CO., INC.

Office #1: 36 Sleepy Hollow Rd, Upper Saddle River, NJ 07458
BD
CRD#: 112386
Upper Saddle River, NJ
Past

June 20, 2013 - June 24, 2015

ASHTON STEWART & CO., INC.

BD
CRD#: 112386
NEW YORK, NY
Past

July 21, 2009 - January 19, 2012

ALADDIN CAPITAL LLC

BD
CRD#: 103766
STAMFORD, CT
Past

April 30, 1991 - January 9, 1992

INTESA SANPAOLO IMI SECURITIES CORP.

BD
CRD#: 19418
Past

August 20, 1990 - April 30, 1991

MABON, NUGENT & CO.

BD
CRD#: 2617

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/28/2017)
RR
Arkansas
(11/29/2022)
RR
California
(1/6/2021)
RR
Florida
(11/17/2021)
RR
Georgia
(12/3/2020)
RR
Illinois
(3/3/2021)
RR
Indiana
(1/30/2023)
RR
Massachusetts
(6/17/2021)
RR
Nebraska
(8/12/2024)
RR
Nevada
(6/12/2017)
RR
New Hampshire
(12/16/2020)
RR
New Jersey
(1/8/2020)
RR
New Mexico
(12/5/2024)
RR
New York
(8/14/2015)
RR
Puerto Rico
(12/7/2022)
RR
Texas
(1/3/2022)
RR
Utah
(12/1/2020)
RR
Washington
(2/18/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 9/8/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AS
ASHTON STEWART & CO., INC.
ASHTON STEWART & CO., INC. | VANTAGE SECURITIES, INC. | MAS TRADE.NET INC. | MAS CAPITAL SECURITIES, INC.

CRD#: 112386 / SEC#: , 8-53239

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
1395 Brickell Ave Suite 800, Miami, FL 33131
Mailing Address
1395 Brickell Ave Suite 800, Miami, FL 33131
Phone number
(646) 868-5410
Established
Indiana since 09/27/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (46 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ASHTON STEWART INTERNATIONAL HOLDINGS, LLCSHAREHOLDER
BURMAN, ANATOLYCEO/CCO1652002

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ASHTON STEWART & CO., INC.

CRD#: 112386Upper Saddle River, NJ 07458

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