Louis G. Knolker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis George Knolker was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1995. Louis had worked at 5 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2005 - May 22, 2012
SHORELINE TRADING GROUP LLC
February 8, 2001 - March 4, 2005
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
October 18, 2000 - October 19, 2000
CITICORP INVESTMENT SERVICES
July 1, 1998 - October 25, 2000
COWEN AND COMPANY
June 20, 1995 - July 1, 1998
FINANCIAL SQUARE PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/28/2003
Limited Representative-Equity Trader ExamCurrent Firm
SHORELINE TRADING GROUP LLC
CRD#: 41888 / SEC#: , 8-49613
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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