William R. Saltz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Robert Saltz, who also goes by Bill Saltz, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1988. William had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2007 - May 14, 2007
J.P. TURNER & COMPANY, L.L.C.
February 22, 1999 - December 6, 2002
MORGAN STANLEY DW INC.
November 24, 1993 - March 10, 1999
PIPER SANDLER & CO.
August 4, 1992 - November 24, 1993
DAIN RAUSCHER INCORPORATED
April 17, 1991 - August 4, 1992
GLOBAL CAPITAL SECURITIES CORPORATION
September 4, 1990 - April 5, 1991
WELLS FARGO CLEARING SERVICES, LLC
August 16, 1990 - September 4, 1990
BOETTCHER & COMPANY, INC.
October 13, 1989 - August 7, 1990
MEYERS SECURITIES CORPORATION
April 6, 1989 - September 28, 1989
L.H. FRIEND, WEINRESS, FRANKSON & PRESSON, LLC
June 7, 1988 - April 1, 1989
KRIDEL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
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