John P. Freeman
Professional summary
John Plesnar Freeman was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, John had worked at 6 firms, which includes THE KEYSTONE EQUITIES GROUP L.P., EMERGING GROWTH EQUITIES LTD., PRUDENTIAL EQUITY GROUP LLC, DREXEL BURNHAM LAMBERT INCORPORATED, SUN LIFE FINANCIAL DISTRIBUTORS INC., E.R. KELLER & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2003 - August 12, 2013
THE KEYSTONE EQUITIES GROUP, L.P.
February 5, 2001 - August 6, 2003
EMERGING GROWTH EQUITIES, LTD.
May 26, 1989 - December 7, 1990
PRUDENTIAL EQUITY GROUP, LLC
February 10, 1989 - June 8, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
September 29, 1987 - December 9, 1987
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
July 21, 1987 - July 21, 1987
E.R. KELLER & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
THE KEYSTONE EQUITIES GROUP, L.P.
CRD#: 127529 / SEC#: , 8-66011
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
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