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Michael David Bedol

CRD# 1651298·Registered 1988 - 2001
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael David Bedol, who also goes by Michael Bedol, Mike David Bedol, Mike Bedol, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1988 - 2001. Michael had worked at 8 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Bedol, Mike David Bedol, Mike Bedol

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

EQUITRADE SECURITIES CORPORATION·CRD# 29558
BD
Lake Forest, CA
December 21, 2000 - April 23, 2001
EQUITY TRUST ADVISORS, INC.·CRD# 44799
BD
Irvine, CA
June 30, 1999 - July 13, 1999
TRADEWAY SECURITIES GROUP, INC.·CRD# 29794
BD
September 30, 1994 - March 23, 1999
TRADEWAY SECURITIES GROUP, INC.·CRD# 29794
BD
Carlsbad, CA
June 14, 1994 - March 23, 1999
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
Red Bank, NJ
January 16, 1991 - November 5, 1991
PACIFIC SOUTHERN SECURITIES, INC.·CRD# 13155
BD
May 2, 1990 - October 31, 1990
REMINGTON SECURITIES, INC.·CRD# 16695
BD
May 31, 1989 - April 24, 1990
STRATTON SECURITIES, INC.·CRD# 11658
BD
April 3, 1989 - May 25, 1989
F.D. ROBERTS SECURITIES, INC.·CRD# 693
BD
Paramus, NJ
July 20, 1988 - October 2, 1989

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Current Firm

ES
EQUITRADE SECURITIES CORPORATION

EQUITRADE SECURITIES CORPORATION

CRD#: 29558 / SEC#: 8-44402
BD
Cancelled by SEC on 10/09/2003

Contact Information

Established

California since 12/10/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ROEBUCK, PHILIP DALEVICE PRESIDENT / CHIEF COMPLIANCE OFFICER2717291
ROEBUCK, STEPHEN HAROLDPRESIDENT, CEO2153655
CARROLL, KIM SANGCFO, COO, FINOP, CROP, SROP, MUNI, SECRETARY2725976

Disclosures

Regulatory Event

7

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1994About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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