Robert D. Morgan

WBI INVESTMENTS

Red Bank, NJ 07701

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CRD#: 1651170

Professional summary

Robert Daniel Morgan, who also goes by Robert Daniel Morgan Jr, is a registered financial advisor currently at WBI INVESTMENTS, LLC located in Red Bank, New Jersey.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Robert has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Daniel Morgan Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. MORGAN IS ALSO A REGISTERED REP OF MILLINGTON SECURITIES, A DUALLY REGISTERED BROKER DEALER/RIA. MILLINGTON AND WBI ARE AFFILIATES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Daniel Morgan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2019 - Present

WBI INVESTMENTS, LLC

Office #1: One River Centre - 331 Newman Springs Road Suite 105, Red Bank, NJ 07701

RIA

CRD#: 106336

Red Bank, NJ

Past

January 6, 2020 - December 31, 2021

MILLINGTON SECURITIES, INC.

CRD#: 147298

RED BANK, NJ

Past

December 4, 2018 - December 31, 2019

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Red Bank, NJ

Past

September 14, 2011 - March 7, 2017

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

Past

April 11, 2008 - August 30, 2011

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

January 14, 2008 - April 10, 2008

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

April 16, 1988 - April 18, 1995

CIBC WORLD MARKETS CORP.

CRD#: 630

Past

March 28, 1988 - January 14, 2008

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

April 29, 1987 - April 4, 1988

FINANCIAL SQUARE PARTNERS

CRD#: 1541

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WBI INVESTMENTS, LLC

WBI INVESTMENTS | WEALTH BUILDERS INC | WBI INVESTMENTS, LLC | WBI INVESTMENTS, INC. | WBI INVESTMENTS INC.

CRD#: 106336 / SEC#: 801-22873

RIA

Registered Investment Advisory firm - (3/12/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/3/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/2/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/18/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/7/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/13/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/25/1987

General Securities Representative Examination

Current Firm

WBI INVESTMENTS, LLC

WBI INVESTMENTS | WEALTH BUILDERS INC | WBI INVESTMENTS, LLC | WBI INVESTMENTS, INC. | WBI INVESTMENTS INC.

CRD#: 106336 / SEC#: 801-22873

RIA

Registered Investment Advisory firm - (3/12/1985 Approved)

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Contact information

Main Address

One River Centre - 331 Newman Springs Road Suite 105, Red Bank, NJ 07701

Mailing Address

One River Centre - 331 Newman Springs Road Suite 143, Red Bank, NJ 07701

Phone number

(732) 842-4920

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WBI ADV BROCHURE (5/30/2025)

Regulatory assets under management

Total Number of Accounts	1,328
AUM (Assets Under Management)	$ 552,633,525

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert D. Morgan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Daniel Morgan's CRS (Customer Relationship Summary).

Certified licenses

Experience

MILLINGTON SECURITIES, INC.

FORESIDE FUND SERVICES, LLC

COWEN AND COMPANY

RBC CAPITAL MARKETS, LLC

OPPENHEIMER & CO. INC.

CIBC WORLD MARKETS CORP.

CIBC WORLD MARKETS CORP.

FINANCIAL SQUARE PARTNERS

Primary Firm SEC Registration

WBI INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/2/2019

Series 63

Date: 6/18/1987

SIE

Date: 3/7/2017

Series 55

Date: 4/13/2000

Series 7

Date: 4/25/1987

Current Firm

WBI INVESTMENTS, LLC

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WBI INVESTMENTS, LLC

TRUST BUT VERIFY

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