SO
Shawn M. Oneal
BEAR CREEK ASSET MANAGEMENT
Denver, CO 80202
Some features on this profile are disabled
CRD#: 1651154
SO
Professional summary
Shawn Michael Oneal, who also goes by Shawn Oneal, is a registered financial advisor currently at BEAR CREEK ASSET MANAGEMENT, LLC located in Denver, Colorado and BEAR CREEK FUND ADVISORS LLC located in Denver, Colorado.
Shawn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Shawn has worked at 6 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 7, Series 52 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shawn Oneal
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Shawn O'Neal (started 2006) is an Investment Adviser Representative and is a Managing Director of Bear Creek Asset Management, LLC (CRD #137677 / SEC #801-64862). The address of the business is: 1200 17th Street, Suite 970 Denver, CO 80202. Bear Creek Asset Management, LLC is an SEC Registered Investment Adviser and this is an investment-related business. Bear Creek Asset Management, LLC is an affiliate of Bear Creek Securities, LLC. Mr. O'Neal spends approximately 160 hours a month on his activities at Bear Creek Asset Management, LLC, which are mostly during securities trading hours. Please refer to the most recently filed Form ADV for Bear Creek Asset Management, LLC at www.advisorinfo.sec.gov for more information on the private fund entities and the business activities Mr. O'Neal performs as an employee of Bear Creek Asset Management, LLC. Mr. O'Neal spends less than 3 hours a month on the activities below and minimal time during securities trading hours. The address of the activities is 1200 17th Street, Suite 970, Denver, CO 80202.These are not investment related:Mr.O'Neal assisted in the formation of the entities below and manages the operations of the following entities. Shawn O'Neal is the Manager of the following: Bear Creek Holding Company, LLC (2005), Bear Creek PF, LLC (2014).Mr. O'Neal is the President of BC Overhead Inc. (2014).These are investment related:Shawn O'Neal is the Manager of the following entities and is responsible for monitoring and managing the investments within the entities:Lone Star Investors, LLC (2016), FEG Investors, LLC (2019), 17th Street CBD Investors, LLC (2019), Pinedale Oil and Gas Investors, LLC (2005), Green Acres Properties, LLC (2016), HL II Manager, LLC (2020), WELDCO Holdings, LLC (2020), WELDCO Bond Investors, LLC (2020), WELDCO Land Investors, LLC (2020), WC Limited Holdings, LLC (2020), BC MOB Manager, LLC (2021), BC MOB Investors, LLC (2021), Tri-Pointe Commercial Investors, LLC (2021), HL Canal Investors, LLC (2021) and Tri-Pointe Land Investors (2024). Mr. O'Neal is the Trustee for several O'Neal Family Trusts (2012) due to his family relationship with the beneficiaries of the Trusts.Mr. O'Neal is an Investment Adviser Representative (2023) of Bear Creek Fund Advisors LLC (CRD #329844 / SEC #801-129984). The address is 1200 17th Street, Suite 970, Denver, CO 80202 and the business is investment-related. Mr. O'Neal spends approximately 5 hours/month primarily during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Shawn Michael Oneal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 24, 2006 - Present
BEAR CREEK ASSET MANAGEMENT, LLC
Office #1: 1200 17th Street Suite 970, Denver, CO 80202RIA
CRD#: 137677
Denver, CO
Current
April 24, 2024 - Present
BEAR CREEK FUND ADVISORS LLC
Office #1: 1200 17th Street Suite 970, Denver, CO 80202RIA
CRD#: 329844
Denver, CO
Current
August 1, 2006 - Present
BEAR CREEK SECURITIES LLC
Office #1: 1200 17th Street Suite 970, Denver, CO 80202BD
CRD#: 139941
Denver, CO
Past
January 18, 2006 - February 13, 2006
PIPER SANDLER & CO.
RIA
CRD#: 665
DENVER, CO
Past
April 25, 2002 - February 13, 2006
PIPER SANDLER & CO.
BD
CRD#: 665
DENVER, CO
Past
January 4, 1995 - April 15, 2003
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
SAINT PAUL, MN
Past
March 20, 1993 - December 31, 1994
LEWIS, DE ROZARIO & CO. INCORPORATED
BD
CRD#: 26994
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BEAR CREEK ASSET MANAGEMENT, LLC
BEAR CREEK ASSET MANAGEMENT, LLC
CRD#: 137677 / SEC#: 801-64862
RIA
Registered Investment Advisory firm - (11/29/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Colorado(2/24/2006)
RR
Colorado(8/8/2006)
RR
Delaware(2/2/2010)
IAR
Delaware(3/7/2013)
IAR
Texas(3/15/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BC
BEAR CREEK ASSET MANAGEMENT, LLC
BEAR CREEK ASSET MANAGEMENT, LLC
CRD#: 137677 / SEC#: 801-64862
RIA
Registered Investment Advisory firm - (11/29/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1200 17th Street Suite 970, Denver, CO 80202
Mailing Address
Phone number
(303) 459-7333
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 176 |
| AUM (Assets Under Management) | $ 7,457,031,060 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/08/2025 | ||
| 09/13/2024 | ||
| 11/20/2023 | ||
| 12/15/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
