JS
John J. Slavic
SLAVIC MUTUAL FUNDS MANAGEMENT
Boca Raton, FL 33487-3540
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CRD#: 1651153
JS
Professional summary
John Julius Slavic, who also goes by John Slavic, is a registered financial advisor currently at SLAVIC MUTUAL FUNDS MANAGEMENT CORP. located in Boca Raton, Florida.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. John has worked at 2 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 2 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Slavic
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FROM 12/1986 TO PRESENT, SLAVIC MUTUAL FUNDS MANAGEMENT CORPORATION, INVESTMENT RELATED/YES, BOCA RATON, FL USA, POSITION/OFFICER/OWNER, APPROXIMATE HOURS PER MONTH DEVOTED TO OTHER BUSINESS: 40, APPROXIMATE HOURS PER MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS: 40, DUTIES TO THE OTHER BUSINESS: OFFICER, BUSINESS DESCRIPTION: REGISTERED INVESTMENT ADVISOR
FROM 09/1995 TO PRESENT, SLAVIC INTEGRATED ADMINISTRATION INC, INVESTMENT RELATED/NO, BOCA RATON, FL USA, POSITION/OFFICER/OWNER, APPROXIMATE HOURS PER MONTH DEVOTED TO OTHER BUSINESS: 10, APPROXIMATE HOURS PER MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS: 0, DUTIES TO THE OTHER BUSINESS: OFFICER, BUSINESS DESCRIPTION: THIRD PARTY 401(K) PLAN ADMINISTRATION
FROM 03/2011 TO PRESENT, SLAVIC RENEWABLE RESOURCES LLC, INVESTMENT RELATED/NO, BOCA RATON, FL USA, POSITION/OFFICER/OWNER, APPROXIMATE HOURS PER MONTH DEVOTED TO OTHER BUSINESS: 10, APPROXIMATE HOURS PER MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS: 0, BUSINESS DESCRIPTION: VACANT LAND HOLDING AND TIMBER HARVESTING
FROM 10/2005 TO PRESENT, 1075 NW BROKEN SOUND PARKWAY LLC, INVESTMENT RELATED/NO, BOCA RATON, FL USA, POSITION/OFFICER/OWNER, APPROXIMATE HOURS PER MONTH DEVOTED TO OTHER BUSINESS: 10, APPROXIMATE HOURS PER MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS: 0, BUSINESS DESCRIPTION: COMMERCIAL REAL ESTATE HOLDING
FROM 11/2010 TO PRESENT, EAGLE AVIATION LLC, INVESTMENT RELATED/NO, BOCA RATON, FL USA, POSITION/OFFICER/OWNER, APPROXIMATE HOURS PER MONTH DEVOTED TO OTHER BUSINESS: 10, APPROXIMATE HOURS PER MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS: 0, BUSINESS DESCRIPTION: LLC OWNS A PRIVATE SINGLE ENGINE PLANE
CRS (Client Relationship Summary) - RIA
Click below to view John Julius Slavic's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 24, 2013 - Present
SLAVIC MUTUAL FUNDS MANAGEMENT CORP.
Office #1: 1075 Broken Sound Parkway Nw Suite 100, Boca Raton, FL 33487-3540RIA
CRD#: 113833
Boca Raton, FL
Past
March 13, 2007 - December 31, 2011
SLAVIC MUTUAL FUNDS MANAGEMENT CORP.
RIA
CRD#: 113833
BOCA RATON, FL
Past
November 4, 1988 - November 8, 2019
SLAVIC INVESTMENT CORPORATION
BD
CRD#: 22885
BOCA RATON, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SM
SLAVIC MUTUAL FUNDS MANAGEMENT CORP.
SLAVIC MUTUAL FUNDS MANAGEMENT CORP. | SLAVIC401K
CRD#: 113833 / SEC#: 801-29099
RIA
Registered Investment Advisory firm - (4/3/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/24/2013)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 3/18/1987
Non-Member General Securities ExaminationPrincipal/Supervisory Exam
Current Firm
SM
SLAVIC MUTUAL FUNDS MANAGEMENT CORP.
SLAVIC MUTUAL FUNDS MANAGEMENT CORP. | SLAVIC401K
CRD#: 113833 / SEC#: 801-29099
RIA
Registered Investment Advisory firm - (4/3/1987 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1075 Broken Sound Parkway Nw Suite 100, Boca Raton, FL 33487-3540
Mailing Address
Phone number
(561) 241-9244
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,128 |
| AUM (Assets Under Management) | $ 4,496,485,013 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/10/2025 | ||
| 03/01/2024 |
Red Flags
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