Bartholomew C. Haring
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bartholomew Cornwell Haring, who also goes by Bart Haring, Bartholomew Haring, Butch Haring, was a registered financial professional .
Bartholomew is a previously registered financial professional and started their career in finance in 1987. Bartholomew had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 1996 - October 14, 1996
PARAGON CAPITAL MARKETS, INC.
May 11, 1995 - April 24, 1996
HFC CAPITAL CORP.
April 26, 1994 - February 13, 1995
H.J. MEYERS & CO., INC.
September 5, 1991 - March 22, 1994
CORTLANDT CAPITAL CORPORATION
August 10, 1990 - August 20, 1991
PAULSON INVESTMENT COMPANY LLC
May 2, 1989 - August 15, 1990
BARRETT DAY SECURITIES, INC.
February 3, 1988 - April 6, 1989
J. T. MORAN & CO., INC.
September 22, 1987 - February 1, 1988
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARAGON CAPITAL MARKETS, INC.
CRD#: 18555 / SEC#: , 8-36765
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
