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Robert John Mcgowan

CRD# 1650591·Registered 1987 - 2002
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert John Mcgowan, who also goes by Bob Mcgowan, Robert J Mcgowan, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1987 - 2002. Robert had worked at 6 firms and has passed the Series 6 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Mcgowan, Robert J Mcgowan

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

INTERVEST INTERNATIONAL EQUITIES CORPORATION·CRD# 20289
BD
Colorado Springs, CO
March 15, 2000 - May 1, 2002
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
El Segundo, CA
May 12, 1999 - December 15, 1999
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Oakdale, MN
October 21, 1997 - June 2, 1999
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
October 11, 1994 - March 7, 1996
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Oakdale, MN
January 22, 1992 - October 17, 1994
SUNAMERICA SECURITIES, INC.·CRD# 20068
BD
Phoenix, AZ
September 24, 1991 - January 17, 1992
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Oakdale, MN
April 29, 1991 - September 30, 1991
VP DISTRIBUTORS, LLC·CRD# 3036
BD
April 24, 1987 - March 13, 1989

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Current Firm

II
INTERVEST INTERNATIONAL EQUITIES CORPORATION

INTERVEST INTERNATIONAL EQUITIES CORP. | KICKAPOO SECURITIES CORP. | INTERVEST INTERNATIONAL EQUITIES CORPORATION

CRD#: 20289 / SEC#: 8-38156
BD
Terminated by SEC on 02/14/2025

Contact Information

Established

Florida since 03/24/1988

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
INTERVEST INTERNATIONAL, INC.PARENT CORP—

Disclosures

Regulatory Event

1

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1991About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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