Jean-paul Chenette
Professional summary
Jean-paul Chenette, who also goes by Jeanpaul Chenette, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Senoia, Georgia.
Jean-paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Jean-paul has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 22, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jean-paul Chenette's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jean-paul Chenette's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2023 - Present
OSAIC WEALTH, INC.
November 3, 2023 - Present
OSAIC WEALTH, INC.
August 1, 2022 - November 3, 2023
FSC SECURITIES CORPORATION
July 29, 2022 - November 3, 2023
FSC SECURITIES CORPORATION
March 5, 2004 - August 5, 2022
LPL FINANCIAL LLC
February 27, 2004 - August 5, 2022
LPL FINANCIAL LLC
July 1, 2003 - March 4, 2004
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - March 4, 2004
WELLS FARGO CLEARING SERVICES, LLC
November 6, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
November 1, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
March 29, 1994 - November 7, 2000
CITIGROUP GLOBAL MARKETS INC.
October 21, 1993 - April 15, 1994
WESTMARK SECURITIES CORPORATION
December 11, 1992 - August 26, 1993
COLUMBUS FINANCIAL, INC.
June 19, 1989 - December 2, 1992
BROKERS INVESTMENT CORPORATION
April 11, 1989 - June 3, 1989
CALLIE DRESSLER INC.
September 15, 1988 - February 27, 1989
REMINGTON SECURITIES, INC.
June 17, 1987 - September 22, 1988
CONLI, MICHAELS, INC.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/3/2023)
(11/3/2023)
(11/3/2023)
(11/3/2023)
(6/13/2025)
(1/8/2025)
(11/3/2023)
(11/3/2023)
(11/3/2023)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.