William E. Pickens

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CRD#: 1650374

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Ernest Pickens, who also goes by Bill Pickens, Billy Pickens, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1987. William had worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bill Pickens | Billy Pickens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 14, 2022 - December 26, 2024

GERBER/TAYLOR MANAGEMENT LLC

RIA

CRD#: 109319

MEMPHIS, TN

Past

July 14, 2006 - July 1, 2019

GERBER/TAYLOR MANAGEMENT LLC

RIA

CRD#: 109319

MEMPHIS, TN

Past

July 14, 2006 - December 15, 2022

GERBER/TAYLOR ASSOCIATES LLC

RIA

CRD#: 108330

MEMPHIS, TN

Past

April 24, 1990 - October 8, 1996

FIDUCIARY SECURITIES CORP.

CRD#: 21845

Past

June 22, 1989 - March 26, 1990

ING INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 21644

NEW YORK, NY

Past

February 9, 1988 - March 21, 1990

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

Past

May 13, 1987 - February 10, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GERBER/TAYLOR MANAGEMENT LLC

GERBER MANAGEMENT CO | GT ILS GP, LLC | GERBER/TAYLOR MANAGEMENT LLC | GERBER/TAYLOR MANAGEMENT COMPANY | GERBER TAYLOR

CRD#: 109319 / SEC#: 801-56698

RIA

Registered Investment Advisory firm - (7/22/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/13/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/13/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 5/21/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/25/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/27/1994

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 5/25/1990

Registered Options Principal Examination

Current Firm

GERBER/TAYLOR MANAGEMENT LLC

GERBER MANAGEMENT CO | GT ILS GP, LLC | GERBER/TAYLOR MANAGEMENT LLC | GERBER/TAYLOR MANAGEMENT COMPANY | GERBER TAYLOR

CRD#: 109319 / SEC#: 801-56698

RIA

Registered Investment Advisory firm - (7/22/1999 Approved)

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Contact information

Main Address

40 South Main Street Suite 1900, Memphis, TN 38103

Mailing Address

Phone number

(901) 526-9750

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GERBER/TAYLOR MANAGEMENT LLC FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	193
AUM (Assets Under Management)	$ 10,736,280,748

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William E. Pickens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GERBER/TAYLOR MANAGEMENT LLC

GERBER/TAYLOR ASSOCIATES LLC

FIDUCIARY SECURITIES CORP.

ING INVESTMENT MANAGEMENT SERVICES LLC

ABN AMRO SECURITIES LLC

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

GERBER/TAYLOR MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/13/2006

Series 63

Date: 5/13/1987

Series 3

Date: 5/21/1987

Series 7

Date: 4/25/1987

Series 24

Date: 7/27/1994

Series 4

Date: 5/25/1990

Current Firm

GERBER/TAYLOR MANAGEMENT LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GERBER/TAYLOR MANAGEMENT LLC

TRUST BUT VERIFY

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