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Vincent Edwin Foster

GENERATIONS WEALTH DESIGN
TOPEKA, KS
·CRD# 1650142·39 years experience

Professional Summary

Vincent Edwin Foster, who also goes by VInce Foster, is a registered financial advisor currently at GENERATIONS WEALTH DESIGN located in Topeka, Kansas and MUTUAL SECURITIES, INC. located in Topeka, Kansas. Vincent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Vincent has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 6 and Series 26 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Vince Foster

Blog Corner

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

GENERATIONS WEALTH DESIGN·CRD# 323975
RIA
5875 Sw 29th Street, Topeka, KS 66614
April 6, 2023 - Present
MUTUAL SECURITIES, INC.·CRD# 13092
BD
5875 Sw 29th St., Topeka, KS 66614
March 1, 2023 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.·CRD# 134139
RIA
Topeka, KS
September 22, 2017 - March 6, 2023
CAMBRIDGE INVESTMENT RESEARCH, INC.·CRD# 39543
BD
Topeka, KS
September 22, 2017 - March 6, 2023
NATIONAL PLANNING CORPORATION·CRD# 29604
RIA
Topeka, KS
March 26, 2004 - September 22, 2017
NATIONAL PLANNING CORPORATION·CRD# 29604
BD
Topeka, KS
March 26, 2004 - September 22, 2017
LEGACY ADVISORY SERVICES, INC.·CRD# 111027
RIA
Topeka, KS
October 9, 2001 - March 29, 2004
LEGACY FINANCIAL SERVICES, INC.·CRD# 38697
BD
Petaluma, CA
March 29, 1999 - March 26, 2004
LONDON PACIFIC SECURITIES, INC.·CRD# 25089
BD
Sacramento, CA
September 1, 1998 - March 25, 1999
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
El Segundo, CA
February 18, 1997 - August 28, 1998
HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
BD
Conshohocken, PA
March 3, 1994 - February 26, 1997
MARINER FINANCIAL SERVICES, INC.·CRD# 8292
BD
Largo, FL
January 13, 1994 - March 2, 1994
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Oakdale, MN
July 2, 1993 - February 8, 1994
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
March 23, 1990 - July 1, 1993
B.C. CHRISTOPHER SECURITIES CO.·CRD# 60
BD
Kansas City, MO
January 25, 1989 - March 23, 1990

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Current Firm

GW
GENERATIONS WEALTH DESIGN

FOSTER CAPITAL MANAGEMENT INC. | GENERATIONS WEALTH DESIGN

CRD#: 323975
Colorado
Registered Investment Advisory firm - Colorado (4/29/2025 Terminated)
Florida
Registered Investment Advisory firm - Florida (1/13/2025 Approved)
Kansas
Registered Investment Advisory firm - Kansas (1/6/2023 Approved)
Missouri
Registered Investment Advisory firm - Missouri (2/6/2026 Approved)
Texas
Registered Investment Advisory firm - Texas (12/11/2024 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

5875 Sw 29th Street, Topeka, KS 66614

Phone Number

(785) 273-5580

# of Employees

4

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

340

AUM (Assets Under Management)

$52,304,395

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Generations Wealth Design, Start Date: 03/01/2023, 5875 SW 29th St., Topeka, KS 66614, LLC, RIA, Partner, I will be in charge of variable annuities and insurance products for the RIA, Investment Related, 32 Hours per month, 2 Hours per day during trading hours. 2. Independent Insurance Agent, Start Date: 08/1984, 5875 SW 29th St., Topeka, KS 66614, LLC, Insurance, Insurance Agent, Selling Insurance products - fixed life insurance, fixed annuities, disability and long term care insurance, Not Investment Related, 10 Hours per month, Less than 1 Hour per day during trading hours. 3. Foster Capital Management, Inc., Start Date: 01/2005, 5875 SW 29th St., Topeka, KS 66614, Corporation, Corporation, President, President of LLC for Tax Liability purposes - pays business expenses, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 4. Foster Financial Properties, Start Date: 04/2017, 5875 SW 29th St., Topeka, KS 66614, LLC, Officer, LLC owns our office property, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 5. Mutual Securities, Inc. Start Date: 02/2023, Camarillo, CA, Registered Representative. 5. Mutual Securities, Inc. Start Date: 02/2023, Camarillo, CA, Registered Representative.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(3/1/2023)
RR
Arkansas
(3/16/2023)
RR
California
(3/1/2023)
RR
Colorado
(4/6/2023)
RR
Florida
(3/1/2023)
RR
Kansas
(3/1/2023)
IAR
Kansas
(4/6/2023)
RR
Missouri
(3/1/2023)
RR
New York
(3/23/2023)
RR
North Dakota
(3/13/2023)
RR
Oklahoma
(3/15/2023)
RR
Texas
(3/1/2023)
RR
Washington
(3/1/2023)
RR
Wisconsin
(3/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 22 — Direct Participation Programs Representative Examination

Passed Dec 1989About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1989About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Oct 2024About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Vincent Edwin Foster's CRS (Customer Relationship Summary).

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