Vincent E. Foster

GENERATIONS WEALTH DESIGN

Topeka, KS 66614

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CRD#: 1650142

Professional summary

Vincent Edwin Foster, who also goes by VInce Foster, is a registered financial advisor currently at GENERATIONS WEALTH DESIGN located in Topeka, Kansas and MUTUAL SECURITIES, INC. located in Topeka, Kansas.

Vincent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Vincent has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Vince Foster

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Generations Wealth Design, Start Date: 03/01/2023, 5875 SW 29th St., Topeka, KS 66614, LLC, RIA, Partner, I will be in charge of variable annuities and insurance products for the RIA, Investment Related, 32 Hours per month, 2 Hours per day during trading hours. 2. Independent Insurance Agent, Start Date: 08/1984, 5875 SW 29th St., Topeka, KS 66614, LLC, Insurance, Insurance Agent, Selling Insurance products - fixed life insurance, fixed annuities, disability and long term care insurance, Not Investment Related, 10 Hours per month, Less than 1 Hour per day during trading hours. 3. Foster Capital Management, Inc., Start Date: 01/2005, 5875 SW 29th St., Topeka, KS 66614, Corporation, Corporation, President, President of LLC for Tax Liability purposes - pays business expenses, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 4. Foster Financial Properties, Start Date: 04/2017, 5875 SW 29th St., Topeka, KS 66614, LLC, Officer, LLC owns our office property, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Edwin Foster's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 6, 2023 - Present

GENERATIONS WEALTH DESIGN

Office #1: 5875 Sw 29th Street, Topeka, KS 66614

RIA

CRD#: 323975

Topeka, KS

Current

March 1, 2023 - Present

MUTUAL SECURITIES, INC.

Office #1: 5875 Sw 29th St., Topeka, KS 66614

CRD#: 13092

Topeka, KS

Past

September 22, 2017 - March 6, 2023

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Topeka, KS

Past

September 22, 2017 - March 6, 2023

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Topeka, KS

Past

March 26, 2004 - September 22, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

TOPEKA, KS

Past

March 26, 2004 - September 22, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

TOPEKA, KS

Past

October 9, 2001 - March 29, 2004

LEGACY ADVISORY SERVICES, INC.

RIA

CRD#: 111027

TOPEKA, KS

Past

March 29, 1999 - March 26, 2004

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

Past

September 1, 1998 - March 25, 1999

LONDON PACIFIC SECURITIES, INC.

CRD#: 25089

SACRAMENTO, CA

Past

February 18, 1997 - August 28, 1998

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

March 3, 1994 - February 26, 1997

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

January 13, 1994 - March 2, 1994

MARINER FINANCIAL SERVICES, INC.

CRD#: 8292

LARGO, FL

Past

July 2, 1993 - February 8, 1994

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

March 23, 1990 - July 1, 1993

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

January 25, 1989 - March 23, 1990

B.C. CHRISTOPHER SECURITIES CO.

CRD#: 60

KANSAS CITY, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/1/2023)

Arkansas
(3/16/2023)

California
(3/1/2023)

Colorado
(4/6/2023)

Florida
(3/1/2023)

Kansas
(3/1/2023)

IAR

Kansas
(4/6/2023)

Missouri
(3/1/2023)

New York
(3/23/2023)

North Dakota
(3/13/2023)

Oklahoma
(3/15/2023)

Texas
(3/1/2023)

Washington
(3/1/2023)

Wisconsin
(3/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/18/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/3/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 12/22/1989

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 1/24/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 10/25/2024

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

GENERATIONS WEALTH DESIGN

FOSTER CAPITAL MANAGEMENT INC. | GENERATIONS WEALTH DESIGN

CRD#: 323975 / SEC#:

Colorado

Registered Investment Advisory firm - (4/29/2025 Terminated)

Florida

Registered Investment Advisory firm - (1/13/2025 Approved)

Kansas

Registered Investment Advisory firm - (1/6/2023 Approved)

Texas

Registered Investment Advisory firm - (12/11/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

5875 Sw 29th Street, Topeka, KS 66614

Mailing Address

Phone number

(785) 273-5580

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	310
AUM (Assets Under Management)	$ 38,885,831

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Vincent E. Foster

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Edwin Foster's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

LEGACY ADVISORY SERVICES, INC.

LEGACY FINANCIAL SERVICES, INC.

LONDON PACIFIC SECURITIES, INC.

CETERA WEALTH SERVICES, LLC

HORNOR, TOWNSEND & KENT, LLC

MARINER FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

OPPENHEIMER & CO. INC.

B.C. CHRISTOPHER SECURITIES CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/18/2001

Series 63

Date: 4/3/1987

SIE

Date: 10/1/2018

Series 22

Date: 12/22/1989

Series 6

Date: 1/24/1989

Series 26

Date: 10/25/2024

FINRA

Current Firm

GENERATIONS WEALTH DESIGN

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GENERATIONS WEALTH DESIGN

TRUST BUT VERIFY

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