AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
RD

Robert James Delvecchio Jr

CRD# 1649770·Registered 1987 - 2010
Barred: Robert James Delvecchio JR was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Robert James Delvecchio JR was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1987 - 2010. Robert had worked at 14 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

39 years in the financial services industry

Current & Past Employments

ELECTRONIC GLOBAL SECURITIES, INC.·CRD# 47584
BD
New York, NY
July 22, 2010 - October 6, 2010
BROOKVILLE CAPITAL PARTNERS·CRD# 102380
BD
Melville, NY
May 6, 2010 - September 1, 2010
MILESTONE FINANCIAL SERVICES, INC.·CRD# 43295
BD
Bohemia, NY
October 27, 1998 - September 29, 1999
DINA SECURITIES, INC.·CRD# 25893
BD
Wayne, NJ
October 8, 1997 - September 24, 1998
BROCKINGTON SECURITIES, INC.·CRD# 37438
BD
Ronkonkoma, NY
July 7, 1995 - May 24, 2010
FIRST AFFILIATED SECURITIES·CRD# 23737
BD
La Jolla, CA
October 10, 1994 - August 29, 1995
AEGIS CAPITAL CORP.·CRD# 15007
BD
New York, NY
October 6, 1992 - November 30, 1994
FIRST ASSET MANAGEMENT, INC.·CRD# 17341
BD
Garden City, NY
August 22, 1991 - October 15, 1992
G. K. SCOTT & CO., INC.·CRD# 3305
BD
Plainview, NY
September 28, 1990 - July 23, 1991
CASTLE SECURITIES CORP.·CRD# 16077
BD
Freeport, NY
June 7, 1990 - September 5, 1990
J. GREGORY & COMPANY, INC.·CRD# 14892
BD
March 13, 1990 - April 24, 1990
MADISON CHAPIN ASSOCS., INC.·CRD# 14483
BD
November 6, 1989 - March 17, 1990
WILLIAM M. CADDEN & CO., INC.·CRD# 16363
BD
January 24, 1989 - April 16, 1990
INVESTORS CENTER, INC.·CRD# 14670
BD
April 29, 1987 - January 25, 1989

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

EG
ELECTRONIC GLOBAL SECURITIES, INC.

E-GLOBAL SECURITIES BROKERAGE SERVICES | SOL CAPITAL INTERNATIONAL, INC. | ELECTRONIC GLOBAL SECURITIES, INC. | ELECTRONIC GLOBAL SECURITIES, INC | E-GLOBAL SECURITIES BROKERAGE SERVICES, INC.

CRD#: 47584 / SEC#: 8-51820
BD
Terminated by SEC on 12/05/2010

Contact Information

Established

Delaware since 05/12/2006

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ADVANCED FINANCIAL APPLICATIONS LIMITEDSOLE STOCKHOLDER-COMMON STOCK—
DELVECCHIO, ROBERT JAMES JRPRESIDENT1649770
DELVECCHIO, ROBERT JAMES JRPRINCIPAL1649770
ERNST, BRIAN JOSEPH MRCCO4474326
WATSON, LINDA DIANECFO1623168
WATSON, LINDA DIANEFINOP1623168

Disclosures

Regulatory Event

1

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1987About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 1993About the Series 24 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
RD
Follow Robert
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required