Robert J. Delvecchio

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CRD#: 1649770

Professional summary

Robert James Delvecchio JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Robert is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Robert had worked at 14 firms, which includes ELECTRONIC GLOBAL SECURITIES INC., BROOKVILLE CAPITAL PARTNERS, MILESTONE FINANCIAL SERVICES INC., DINA SECURITIES INC., BROCKINGTON SECURITIES INC., FIRST AFFILIATED SECURITIES, AEGIS CAPITAL CORP., FIRST ASSET MANAGEMENT INC., G. K. SCOTT & CO. INC., CASTLE SECURITIES CORP., J. GREGORY & COMPANY INC., MADISON CHAPIN ASSOCS. INC., WILLIAM M. CADDEN & CO. INC., INVESTORS CENTER INC..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 22, 2010 - October 6, 2010

ELECTRONIC GLOBAL SECURITIES, INC.

CRD#: 47584

NEW YORK, NY

Past

May 6, 2010 - September 1, 2010

BROOKVILLE CAPITAL PARTNERS

CRD#: 102380

MELVILLE, NY

Past

October 27, 1998 - September 29, 1999

MILESTONE FINANCIAL SERVICES, INC.

CRD#: 43295

BOHEMIA, NY

Past

October 8, 1997 - September 24, 1998

DINA SECURITIES, INC.

CRD#: 25893

WAYNE, NJ

Past

July 7, 1995 - May 24, 2010

BROCKINGTON SECURITIES, INC.

CRD#: 37438

RONKONKOMA, NY

Past

October 10, 1994 - August 29, 1995

FIRST AFFILIATED SECURITIES

CRD#: 23737

LA JOLLA, CA

Past

October 6, 1992 - November 30, 1994

AEGIS CAPITAL CORP.

CRD#: 15007

NEW YORK, NY

Past

August 22, 1991 - October 15, 1992

FIRST ASSET MANAGEMENT, INC.

CRD#: 17341

GARDEN CITY, NY

Past

September 28, 1990 - July 23, 1991

G. K. SCOTT & CO., INC.

CRD#: 3305

PLAINVIEW, NY

Past

June 7, 1990 - September 5, 1990

CASTLE SECURITIES CORP.

CRD#: 16077

FREEPORT, NY

Past

March 13, 1990 - April 24, 1990

J. GREGORY & COMPANY, INC.

CRD#: 14892

Past

November 6, 1989 - March 17, 1990

MADISON CHAPIN ASSOCS., INC.

CRD#: 14483

Past

January 24, 1989 - April 16, 1990

WILLIAM M. CADDEN & CO., INC.

CRD#: 16363

Past

April 29, 1987 - January 25, 1989

INVESTORS CENTER, INC.

CRD#: 14670

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 5/5/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/25/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/1/1993

General Securities Principal Examination

Current Firm

ELECTRONIC GLOBAL SECURITIES, INC.

E-GLOBAL SECURITIES BROKERAGE SERVICES | SOL CAPITAL INTERNATIONAL, INC. | ELECTRONIC GLOBAL SECURITIES, INC. | ELECTRONIC GLOBAL SECURITIES, INC | E-GLOBAL SECURITIES BROKERAGE SERVICES, INC.

CRD#: 47584 / SEC#: , 8-51820

Terminated by SEC on 12/05/2010

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 05/12/2006

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
ADVANCED FINANCIAL APPLICATIONS LIMITED	SOLE STOCKHOLDER-COMMON STOCK
DELVECCHIO, ROBERT JAMES JR	PRESIDENT	1649770
DELVECCHIO, ROBERT JAMES JR	PRINCIPAL	1649770
ERNST, BRIAN JOSEPH MR	CCO	4474326
WATSON, LINDA DIANE	CFO	1623168
WATSON, LINDA DIANE	FINOP	1623168

Disclosures

Regulatory Event

Red Flags

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Robert J. Delvecchio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BROOKVILLE CAPITAL PARTNERS

MILESTONE FINANCIAL SERVICES, INC.

DINA SECURITIES, INC.

BROCKINGTON SECURITIES, INC.

FIRST AFFILIATED SECURITIES

AEGIS CAPITAL CORP.

FIRST ASSET MANAGEMENT, INC.

G. K. SCOTT & CO., INC.

CASTLE SECURITIES CORP.

J. GREGORY & COMPANY, INC.

MADISON CHAPIN ASSOCS., INC.

WILLIAM M. CADDEN & CO., INC.

INVESTORS CENTER, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/5/1987

Series 7

Date: 4/25/1987

Series 24

Date: 6/1/1993

Current Firm

ELECTRONIC GLOBAL SECURITIES, INC.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ELECTRONIC GLOBAL SECURITIES, INC.

TRUST BUT VERIFY

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