Stuart Bert Strasner Ii
Professional Summary
Stuart Bert Strasner II, who also goes by Stu Strasner, Stuart Bert Strasner Jr, Stuart Bert Jr Strasner, is a registered financial advisor currently at DEFIANT CAPITAL GROUP located in Warrendale, Pennsylvania. Stuart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Stuart has worked at 3 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stu Strasner, Stuart Bert Strasner Jr, Stuart Bert Jr Strasner
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
DEFIANT CAPITAL GROUP | DEFIANT CAPITAL GROUP LLC
Contact Information
Main Address
50 Pennwood Place, Warrendale, PA 15086Phone Number
(412) 697-1435# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
127AUM (Assets Under Management)
$49,804,697Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/7/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Dec 1987About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1985About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Stuart Bert Strasner II's CRS (Customer Relationship Summary).
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