Michael A. Nassr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Nassr JR, who also goes by Michael Anthony Nassr, Mike Nassr, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1996. Michael had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2018 - June 29, 2022
THE O.N. EQUITY SALES COMPANY
January 8, 2016 - April 11, 2017
MML INVESTORS SERVICES, LLC
April 4, 2013 - December 14, 2015
ONEAMERICA SECURITIES, INC.
August 31, 2009 - February 25, 2013
MML INVESTORS SERVICES, LLC
October 16, 2007 - July 1, 2009
MSI FINANCIAL SERVICES, INC.
November 23, 2005 - October 8, 2007
PARKLAND SECURITIES, LLC
May 29, 2002 - June 24, 2005
PARK AVENUE SECURITIES LLC
November 29, 1996 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
November 29, 1996 - April 23, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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