JB
Jennifer H. Baron
GWN SECURITIES
Bellport, NY 11713
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CRD#: 1648995
JB
Professional summary
Jennifer Hazel Baron is a registered financial advisor currently at GWN SECURITIES INC. located in Bellport, New York.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Jennifer has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DBA CENTER FOR WEALTH PLANNING, BELLPORT, NY, FL 2)2) PART OWNER, JENART REALTY, LLC WHICH OWNS BUILDING SHE OPERATES FROM. NOT DURING MKT HOURS. LIFE, ACCIDENT, HEALTH INSURANCE, AND ANNUITIES POSITION: Agent NATURE: Life Insurance, Fixed Annuities, and Long Term Care INVESTMENT RELATED: Yes NUMBER OF HOURS: 11 SECURITIES TRADING HOURS: 11 START DATE: 02/22/2014 ADDRESS: 153 Main St., Suite 4, Sayville NY 11782 DESCRIPTION: Requesting illustrations or running illustrations as it relates to LIFE Insurance, Fixed Annuities and Long Term Care insurance.
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Hazel Baron's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Hazel Baron's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 30, 2016 - Present
GWN SECURITIES INC.
Office #1: 144 South Country Road, Bellport, NY 11713RIA
BD
CRD#: 128929
Bellport, NY
Current
January 15, 2014 - Present
GWN SECURITIES INC.
Office #1: 144 South Country Road, Bellport, NY 11713RIA
BD
CRD#: 128929
Bellport, NY
Past
August 11, 2008 - January 15, 2014
NORTH RIDGE SECURITIES CORP.
BD
CRD#: 27098
BELLPORT, NY
Past
August 2, 2004 - August 12, 2008
GWN SECURITIES INC.
BD
CRD#: 128929
ISLANDIA, NY
Past
September 28, 1995 - July 30, 2004
PMG SECURITIES CORPORATION
BD
CRD#: 27107
ELGIN, IL
Past
January 1, 1994 - October 3, 1995
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
PALM BEACH GARDENS, FL
Past
April 21, 1987 - January 1, 1994
LEGEND CAPITAL CORPORATION
BD
CRD#: 4149
PALM BEACH GARDENS, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(1/15/2014)
IAR
New York(3/31/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GWN SECURITIES INC.
CRD#: 128929Bellport, NY 11713TRUST BUT VERIFY
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