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GV

Gary A. Votto

Some features on this profile are disabled
CRD#: 1648864
GV

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gary Andrew Votto was a registered financial professional .

Gary is a previously registered financial professional and started their career in finance in 1989. Gary had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 3 and Series 15 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 1, 2024 - March 31, 2026

BISHOP & ASSOCIATES INC

RIA
CRD#: 105257
PHILADELPHIA, PA
Past

February 7, 2019 - December 31, 2022

BISHOP & ASSOCIATES INC

RIA
CRD#: 105257
PHILADELPHIA, PA
Past

March 13, 2014 - January 17, 2019

KINGSVIEW WEALTH MANAGEMENT, LLC

RIA
CRD#: 148107
BERLIN, NJ
Past

August 24, 2004 - December 31, 2005

CAPITAL GROWTH FINANCIAL, LLC

BD
CRD#: 41040
BOCA RATON, FL
Past

June 17, 2003 - December 20, 2003

PEREGRINE FINANCIALS & SECURITIES, INC.

BD
CRD#: 43992
CHICAGO, IL
Past

May 22, 2002 - May 28, 2003

DOMINARI SECURITIES LLC

BD
CRD#: 18975
NEW YORK, NY
Past

July 18, 1997 - October 20, 1997

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

August 24, 1989 - August 3, 1990

CM&M FUTURES INC.

BD
CRD#: 15845
NEW YORK, NY
Past

August 24, 1989 - August 3, 1990

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK CITY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
B&
BISHOP & ASSOCIATES INC
BISHOP & ASSOCIATES INC

CRD#: 105257 / SEC#: 801-454

RIA
Registered Investment Advisory firm - (3/1/1950 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 11/21/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/13/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 5/21/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 4/4/1990
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 15
Date: 8/15/1989
Foreign Currency Options Examination

Current Firm

B&
BISHOP & ASSOCIATES INC
BISHOP & ASSOCIATES INC

CRD#: 105257 / SEC#: 801-454

RIA
Registered Investment Advisory firm - (3/1/1950 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1900 Market Street Fl 8, Philadelphia, PA 19103
Mailing Address
Phone number
(215) 568-5450
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BISHOP & ASSOCIATES INC ADV PART 2A (5/13/2025)

Regulatory assets under management

Total Number of Accounts62
AUM (Assets Under Management)$ 106,143,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BISHOP & ASSOCIATES INC

CRD#: 105257

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