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Perry Rick Degeurin

CRD# 1648847·Registered 1988 - 1999
Barred: Perry Rick Degeurin was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Perry Rick Degeurin, who also goes by Ricky Degeurin, was a registered financial advisor. Perry was a previously registered financial professional and started their career in finance 1988 - 1999. Perry had worked at 8 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ricky Degeurin

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

IMS SECURITIES, INC.·CRD# 35567
BD
Houston, TX
April 18, 1996 - June 2, 1999
GSC SECURITIES, INC.·CRD# 17013
BD
August 20, 1992 - March 10, 1995
GOVERNMENT SECURITIES CORPORATION·CRD# 19698
BD
August 20, 1992 - March 10, 1995
SCHAEFER SECURITIES, INC.·CRD# 18046
BD
September 5, 1989 - December 18, 1990
MARCUS, STOWELL & BEYE, INC.·CRD# 7038
BD
Fort Lauderdale, FL
February 24, 1989 - August 5, 1989
MARCUS, STOWELL & BEYE GOVERNMENT SECURITIES, INC.·CRD# 19184
BD
Fort Lauderdale, FL
February 24, 1989 - August 5, 1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED·CRD# 839
BD
July 13, 1988 - January 17, 1989
DERAND/PENNINGTON/BASS, INC.·CRD# 4679
BD
April 20, 1988 - July 22, 1988

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Current Firm

IS
IMS SECURITIES, INC.

IMS INSURANCE AGENCY OF TEXAS, INC. | IMS SECURITIES, INC.DBA IMS FINANCIAL ADVISORS, INC | IMS SECURITIES, INC. | IMS INSURANCE AGENCY, INC.

CRD#: 35567 / SEC#: 8-46722
BD
Terminated by SEC on 01/29/2018

Contact Information

Established

Texas since 10/04/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WADSWORTH, JACKIE DIVONOCHIEF EXECUTIVE OFFICER, COMPLIANCE OFFICER2342163
GAMMON, CHRISTOPHER DAVIDCHIEF FINANCIAL OFFICER, VP-OPTIONS2354523
SPEARS, MICHAEL JCHIEF COMPLIANCE OFFICER4501523

Disclosures

Regulatory Event

7

Arbitration

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1988About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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