John V. Moon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Vandeventer Moon, who also goes by John Vandeventer Moon, John A Vandeventer, John Allen Vandeventer, John Allen Vandeventer, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1995. John had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2011 - March 7, 2012
BONDS.COM LLC
September 16, 2010 - July 7, 2011
BCP SECURITIES, INC.
January 12, 2010 - September 17, 2010
DEUTSCHE BANK SECURITIES INC.
September 19, 2007 - March 3, 2008
MML INVESTORS SERVICES, LLC
August 3, 2005 - April 26, 2006
UNICREDIT CAPITAL MARKETS LLC
September 3, 2003 - November 13, 2003
INTERCAPITAL SECURITIES LLC
May 19, 2003 - September 3, 2003
TP ICAP GLOBAL MARKETS AMERICAS LLC
March 21, 2001 - May 12, 2003
COMMERZ MARKETS LLC
January 31, 1995 - March 19, 2001
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BONDS.COM LLC
CRD#: 43875 / SEC#: , 8-50451
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
