Mark V. Booth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Victor Booth, who also goes by Marie VIctor Booth, Mark Victor Severson, Mark Severson, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1987. Mark had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 1991 - October 22, 1991
KENNEDY, MATHEWS, LANDIS, HEALY & PECORA, INCORPORATED
May 28, 1991 - August 12, 1991
MARQUETTE FINANCIAL GROUP, INC.
January 21, 1991 - May 28, 1991
HAYNE, MILLER FINANCIAL, INC.
August 9, 1990 - January 17, 1991
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
May 25, 1990 - August 7, 1990
CENTURY CAPITAL CORP. OF SOUTH CAROLINA
November 29, 1989 - June 1, 1990
HAYNE, MILLER FINANCIAL, INC.
September 26, 1989 - December 5, 1989
M. H. NOVICK & CO., INC.
June 5, 1989 - October 5, 1989
VAN CLEMENS & CO. INCORPORATED
February 17, 1989 - June 12, 1989
M. H. NOVICK & CO., INC.
January 21, 1988 - February 25, 1989
VAN CLEMENS & CO. INCORPORATED
April 29, 1987 - February 2, 1988
WESTONKA INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KENNEDY, MATHEWS, LANDIS, HEALY & PECORA, INCORPORATED
CRD#: 27181 / SEC#: , 8-42933
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
