Anthony P. Fiorillo

ASSET MANAGEMENT STRATEGIES

Indianapolis, IN 46240

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CRD#: 1648219

Professional summary

Anthony Patrick Fiorillo, who also goes by Tony Fiorillo, is a registered financial advisor currently at ASSET MANAGEMENT STRATEGIES, INC. located in Indianapolis, Indiana.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Anthony has worked at 10 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tony Fiorillo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Patrick Fiorillo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 31, 2005 - Present

ASSET MANAGEMENT STRATEGIES, INC.

Office #1: 9465 Counselors Row Suite 200, Indianapolis, IN 46240

RIA

CRD#: 135173

Indianapolis, IN

Past

December 8, 1998 - June 2, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

FISHERS, IN

Past

September 20, 1997 - June 2, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

June 19, 1995 - August 19, 1997

TRAUB AND COMPANY, INC.

CRD#: 4904

INDIANAPOLIS, IN

Past

May 9, 1994 - June 28, 1995

INDEPENDENT FINANCIAL SECURITIES, INC.

CRD#: 19924

Past

April 22, 1993 - December 20, 1993

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

Past

April 16, 1993 - June 23, 1995

NATIONAL CITY INVESTMENTS CORPORATION

CRD#: 17365

Past

April 11, 1992 - April 2, 1993

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

February 11, 1991 - April 22, 1992

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Past

February 11, 1988 - December 6, 1990

COZAD INVESTMENT SERVICES, INC.

CRD#: 10065

Past

April 20, 1987 - March 19, 1988

COLLEGIATE CAPITAL GROUP, INC.

CRD#: 18265

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSET MANAGEMENT STRATEGIES, INC.

ASSET MANAGEMENT STRATEGIES, INC. | TIMMONS FINANCIAL LLC | KEMERLY FINANCIAL | BLUESAFE FINANCIAL

CRD#: 135173 / SEC#: 801-108628

RIA

Registered Investment Advisory firm - (11/10/2016 Approved)

Georgia

Registered Investment Advisory firm - (12/20/2016 Terminated)

Illinois

Registered Investment Advisory firm - (11/10/2016 Terminated)

Indiana

Registered Investment Advisory firm - (11/16/2016 Terminated)

Texas

Registered Investment Advisory firm - (11/16/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(10/10/2012)

IAR

Indiana
(5/31/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/29/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/4/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/18/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/17/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/5/1999

General Securities Principal Examination

Current Firm

ASSET MANAGEMENT STRATEGIES, INC.

ASSET MANAGEMENT STRATEGIES, INC. | TIMMONS FINANCIAL LLC | KEMERLY FINANCIAL | BLUESAFE FINANCIAL

CRD#: 135173 / SEC#: 801-108628

RIA

Registered Investment Advisory firm - (11/10/2016 Approved)

Georgia

Registered Investment Advisory firm - (12/20/2016 Terminated)

Illinois

Registered Investment Advisory firm - (11/10/2016 Terminated)

Indiana

Registered Investment Advisory firm - (11/16/2016 Terminated)

Texas

Registered Investment Advisory firm - (11/16/2016 Terminated)

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Contact information

Main Address

450 E. 96th Street Suite 500, Indianapolis, IN 46240

Mailing Address

Phone number

(317) 577-6912

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASSET MANAGEMENT STRATEGIES, INC. ADV PART 2 BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,038
AUM (Assets Under Management)	$ 207,398,966

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony P. Fiorillo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Patrick Fiorillo's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

TRAUB AND COMPANY, INC.

INDEPENDENT FINANCIAL SECURITIES, INC.

NATCITY INVESTMENTS, INC.

NATIONAL CITY INVESTMENTS CORPORATION

INVEST FINANCIAL CORPORATION

AVANTAX INVESTMENT SERVICES, INC.

COZAD INVESTMENT SERVICES, INC.

COLLEGIATE CAPITAL GROUP, INC.

Primary Firm SEC Registration

ASSET MANAGEMENT STRATEGIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/29/2005

Series 63

Date: 3/4/1992

Series 7

Date: 6/18/1988

Series 6

Date: 4/17/1987

Series 24

Date: 3/5/1999

Current Firm

ASSET MANAGEMENT STRATEGIES, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASSET MANAGEMENT STRATEGIES, INC.

TRUST BUT VERIFY

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