Martin C. Blount
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Conrad Blount, who also goes by Martin C Blount, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1987. Martin had worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2015 - May 5, 2016
ARETE WEALTH MANAGEMENT, LLC
October 3, 2012 - November 4, 2013
CALTON & ASSOCIATES, INC.
August 11, 2011 - September 24, 2012
KALOS CAPITAL, INC.
January 7, 2011 - July 25, 2011
FSC SECURITIES CORPORATION
March 24, 2009 - December 31, 2009
PACIFIC WEST SECURITIES, INC.
April 15, 2008 - December 24, 2008
CADARET, GRANT & CO., INC.
August 1, 2003 - April 7, 2008
WALNUT STREET SECURITIES, INC.
May 30, 2001 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
January 11, 1999 - May 29, 2001
DOMINARI SECURITIES LLC
January 24, 1997 - December 30, 1998
SUNAMERICA SECURITIES, INC.
November 13, 1995 - January 16, 1997
LPL FINANCIAL LLC
January 5, 1993 - November 22, 1995
WORLD INVEST CORPORATION
August 1, 1989 - December 31, 1989
GLOBAL INVESTOR SECURITIES, INC.
February 9, 1989 - November 16, 1994
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 17, 1988 - May 20, 1988
THE CHAPMAN CO.
August 7, 1987 - March 23, 1988
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARETE WEALTH MANAGEMENT, LLC
CRD#: 44856 / SEC#: , 8-50854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARETE WEALTH INC | DIRECT OWNER | |
| BULLA, CHRISTIAN ALEXANDER | MUNICIPAL SECURITIES PRINCIPAL | 7067640 |
| CHUNG, UNBO | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 6208569 |
| HOCK, DAVID CARL | CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP) | 2246268 |
| RAYNER, MICAH HARDING | REGISTERED OPTIONS PRINCIPAL | 6252596 |
| ROGERS, JOSHUA DEAN | CHIEF EXECUTIVE OFFICER | 3163818 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
