Kelley J. Douglas

STONEBRIDGE WEALTH MANAGEMENT

FRISCO, TX 75034

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CRD#: 1647969

Professional summary

Kelley Jefferson Douglas is a registered financial advisor currently at STONEBRIDGE WEALTH MANAGEMENT, LLC located in Frisco, Texas.

Kelley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Kelley has worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelley Jefferson Douglas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 25, 2008 - Present

STONEBRIDGE WEALTH MANAGEMENT, LLC

Office #1: 6160 Warren Parkway Ste. 100, Frisco, TX 75034

RIA

CRD#: 146775

FRISCO, TX

Past

June 10, 1998 - April 22, 2008

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

IRVING, TX

Past

November 12, 1987 - April 22, 2008

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONEBRIDGE WEALTH MANAGEMENT, LLC

KEYPOINT WEALTH ADVISORS, LLC | STONEBRIDGE WEALTH MANAGEMENT, LLC

CRD#: 146775 / SEC#: 801-125746

RIA

Registered Investment Advisory firm - (5/27/2022 Approved)

Texas

Registered Investment Advisory firm - (6/9/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/25/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/20/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/26/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/14/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/10/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 12/12/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/10/2001

General Securities Sales Supervisor - Options Module Examination

Current Firm

STONEBRIDGE WEALTH MANAGEMENT, LLC

KEYPOINT WEALTH ADVISORS, LLC | STONEBRIDGE WEALTH MANAGEMENT, LLC

CRD#: 146775 / SEC#: 801-125746

RIA

Registered Investment Advisory firm - (5/27/2022 Approved)

Texas

Registered Investment Advisory firm - (6/9/2022 Terminated)

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Contact information

Main Address

6160 Warren Parkway Suite 100, Frisco, TX 75034

Mailing Address

Phone number

(972) 418-2946

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STONEBRIDGE WEALTH MANAGEMENT, LLC FORM ADV PART 2A & 2B (1/30/2025)

Regulatory assets under management

Total Number of Accounts	123
AUM (Assets Under Management)	$ 119,472,277

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kelley J. Douglas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelley Jefferson Douglas's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

STONEBRIDGE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/20/1999

Series 63

Date: 8/26/1987

Series 7

Date: 5/14/1988

Series 6

Date: 11/10/1987

Series 10

Date: 12/12/2001

Series 9

Date: 12/10/2001

Current Firm

STONEBRIDGE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONEBRIDGE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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