RC
Richard B. Callaghan
INVESCO ADVISERS
Orland Park, IL
Some features on this profile are disabled
CRD#: 1647891
RC
Professional summary
Richard Bernard Callaghan is a registered financial advisor currently at INVESCO ADVISERS, INC. located in Orland Park, Illinois and INVESCO DISTRIBUTORS, INC. located in Downers Grove, Illinois.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Richard has worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MARIST HIGH SCHOOL; NOT INVESTMENT RELATED; 4200 W 115TH STREET, CHICAGO, ILLINIOS 60655; HIGH SCHOOL ACADEMIA; SCHOOL BOARD MEMBER; START: 02/2018; 1HR/MO, NOT DURING TRADING HOURS; SET VISION AND GOALS FOR THE SCHOOL AND ITS STUDENT BODY. (2) BARRETT BEAR CALLAGHAN WIN IT FOUNDATION; NOT INVESTMENT RELATED; 7821 DAKOTA, ORLAND PARK, ILLINOIS 60462, USA; CHARITABLE FOUNDATION. TO HELP THOSE IN NEED; CO DIRECTOR OF BOARD; START: 09/2022; 4-5 HRS/MO, NOT DURING TRADING HOURS; TO RAISE AWARENESS OF THE PURPOSE OF THE CHARITY - TO HELP THOSE IN NEED. WIN - IT STANDS FOR WHEN IN NEED, I'M THERE. TO REVIEW OPPORTUNITIES AS THEY EMERGE AND MAKE DECISIONS TO SUPPORT SITUATIONS WHERE THERE IS A LEGITIMATE NEED
CRS (Client Relationship Summary) - RIA
Click below to view Richard Bernard Callaghan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 1, 2010 - Present
INVESCO ADVISERS, INC.
RIA
CRD#: 105360
Orland Park, IL
Current
January 26, 2001 - Present
INVESCO DISTRIBUTORS, INC.
Office #1: 3500 Lacey Road Suite 700, Downers Grove, IL 60515BD
CRD#: 7369
Downers Grove, IL
Past
June 4, 2002 - January 1, 2010
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
RIA
CRD#: 109264
HOUSTON, TX
Past
February 11, 1997 - February 2, 2001
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
BD
CRD#: 840
BOSTON, MA
Past
December 19, 1992 - January 13, 1997
INVESCO CAPITAL MARKETS, INC.
BD
CRD#: 6939
HOUSTON, TX
Past
April 29, 1987 - November 5, 1992
KEMPER FINANCIAL SERVICES, INC.
BD
CRD#: 798
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
CRD#: 105360 / SEC#: 801-33949
RIA
Registered Investment Advisory firm - (12/30/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/23/2023)
RR
Alaska(1/23/2023)
RR
Arizona(1/23/2023)
RR
Arkansas(1/23/2023)
RR
California(1/23/2023)
RR
Colorado(1/23/2023)
RR
Connecticut(1/23/2023)
RR
Delaware(1/23/2023)
RR
District of Columbia(1/23/2023)
RR
Florida(1/23/2023)
RR
Georgia(1/23/2023)
RR
Hawaii(1/23/2023)
RR
Idaho(1/23/2023)
RR
Illinois(1/26/2001)
RR
Indiana(1/23/2023)
RR
Iowa(1/23/2023)
RR
Kansas(1/23/2023)
RR
Kentucky(1/23/2023)
RR
Louisiana(1/23/2023)
RR
Maine(1/23/2023)
RR
Maryland(1/23/2023)
RR
Massachusetts(1/23/2023)
RR
Michigan(12/17/2020)
RR
Minnesota(1/23/2023)
RR
Mississippi(1/23/2023)
RR
Missouri(5/28/2019)
RR
Montana(1/23/2023)
RR
Nebraska(1/23/2023)
RR
Nevada(1/23/2023)
RR
New Hampshire(1/23/2023)
RR
New Jersey(1/23/2023)
RR
New Mexico(1/23/2023)
RR
New York(1/23/2023)
RR
North Carolina(1/23/2023)
RR
North Dakota(1/23/2023)
RR
Ohio(1/23/2023)
RR
Oklahoma(1/23/2023)
RR
Oregon(1/23/2023)
RR
Pennsylvania(1/23/2023)
RR
Puerto Rico(1/23/2023)
RR
Rhode Island(1/23/2023)
RR
South Carolina(1/23/2023)
RR
South Dakota(1/23/2023)
RR
Tennessee(1/23/2023)
IAR
Texas(1/1/2010)
RR
Texas(1/23/2023)
RR
Utah(1/23/2023)
RR
Vermont(1/23/2023)
RR
Virgin Islands(1/23/2023)
RR
Virginia(1/23/2023)
RR
Washington(1/23/2023)
RR
West Virginia(1/23/2023)
RR
Wisconsin(1/23/2023)
RR
Wyoming(1/23/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
CRD#: 105360 / SEC#: 801-33949
RIA
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Contact information
Main Address
1331 Spring Street Nw Suite 2500, Atlanta, GA 30309
Mailing Address
11 Greenway Plaza Suite 1000, Houston, TX 77046
Phone number
(404) 892-0896
Established
Firm type
Fiscal year end
# of Employees
2,872
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
