William W. Harrison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Weston Rodes Harrison, who also goes by Rodes Harrison, W Harrison, Rodes Harrisonn, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1991. William had worked at 2 firms and has passed the SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 1991 - July 6, 2010
HILLIARD FARBER SECURITIES CORP.
August 13, 1991 - April 10, 2019
DEALERWEB LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HILLIARD FARBER SECURITIES CORP.
CRD#: 18504 / SEC#: , 8-36788
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HILLIARD FARBER & CO., INC. | STOCKHOLDER | 19662 |
| COTTER, RICHARD JOSEPH JR | CHIEF FINANCIAL OFFICER | 1611037 |
| GALGANO, GERALD ANGELO | DIRECTOR | 1666313 |
| GALGANO, GERALD ANGELO | PRESIDENT | 1666313 |
| HULT, WILLIAM E | DIRECTOR | 2332896 |
| MCKEON, ALFRED PETER | DIRECTOR | 1666355 |
| OLESKY, LEE HOWARD | DIRECTOR | |
| PASSARELLI, NICHOLAS ANTONIO | CHIEF COMPLIANCE OFFICER | 4187394 |
| ZUCKER, SCOTT DAVID | DIRECTOR | 4632822 |
Red Flags
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