Robert L. Heintz

PLANNING ASSOCIATES WEALTH MANAGEMENT

Pearland, TX

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CRD#: 1647825

Professional summary

Robert Lewis Heintz, CFA, who also goes by Robert Heintz, is a registered financial advisor currently at PLANNING ASSOCIATES WEALTH MANAGEMENT, LLC located in Pearland, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Robert has worked at 2 firms and has passed the Series 63 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Heintz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Lewis Heintz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

April 16, 2020 - Present

PLANNING ASSOCIATES WEALTH MANAGEMENT, LLC

RIA

CRD#: 305339

Pearland, TX

Past

November 8, 2007 - May 10, 2011

AVALON INVESTMENT & ADVISORY

RIA

CRD#: 112556

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/12/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 2

Date: 3/11/1987

Non-Member General Securities Examination

Current Firm

PLANNING ASSOCIATES WEALTH MANAGEMENT, LLC

PLANNING ASSOCIATES | PLANNING ASSOCIATES WEALTH MANAGEMENT, LLC

CRD#: 305339 / SEC#: 801-117303

RIA

Registered Investment Advisory firm - (2/6/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (2/4/2020 Approved)

Texas

Registered Investment Advisory firm - (5/28/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3501 North Causeway Boulevard Suite 104, Metairie, LA 70002

Mailing Address

Phone number

(504) 291-1525

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	242
AUM (Assets Under Management)	$ 67,094,888

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert L. Heintz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Lewis Heintz's CRS (Customer Relationship Summary).

Certified licenses

Experience

PLANNING ASSOCIATES WEALTH MANAGEMENT, LLC

AVALON INVESTMENT & ADVISORY

State Registrations and Notice Filings

Exams

Series 63

Date: 3/12/1987

Series 2

Date: 3/11/1987

Current Firm

PLANNING ASSOCIATES WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PLANNING ASSOCIATES WEALTH MANAGEMENT, LLC

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