Samson Wang

RUNNYMEDE CAPITAL MANAGEMENT

Morristown, NJ

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CRD#: 1647494

Professional summary

Samson Wang is a registered financial advisor currently at RUNNYMEDE CAPITAL MANAGEMENT INC located in Morristown, New Jersey.

Samson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Samson has worked at 1 firm and has passed the Series 65, Series 63 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samson Wang's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 28, 2002 - Present

RUNNYMEDE CAPITAL MANAGEMENT INC

RIA

CRD#: 106719

Morristown, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/29/2024)

IAR

New Jersey
(10/28/2002)

IAR

New York
(6/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/24/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/25/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 3/11/1987

National Commodity Futures Examination

Current Firm

RUNNYMEDE CAPITAL MANAGEMENT INC

CRD#: 106719 / SEC#: 801-42744

RIA

Registered Investment Advisory firm - (2/26/2024 Terminated)

California

Registered Investment Advisory firm - (4/29/2024 Approved)

Louisiana

Registered Investment Advisory firm - (1/9/2025 Approved)

New Jersey

Registered Investment Advisory firm - (1/2/2024 Approved)

New York

Registered Investment Advisory firm - (1/5/2024 Approved)

Texas

Registered Investment Advisory firm - (6/26/2023 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Morristown, NJ

Mailing Address

P.o. Box 359, Mendham, NJ 07945-0359

Phone number

(973) 267-6886

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	133
AUM (Assets Under Management)	$ 95,178,460

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Samson Wang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samson Wang's CRS (Customer Relationship Summary).

Certified licenses

Experience

RUNNYMEDE CAPITAL MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/24/1992

Series 63

Date: 4/25/1991

Series 3

Date: 3/11/1987

Current Firm

RUNNYMEDE CAPITAL MANAGEMENT INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RUNNYMEDE CAPITAL MANAGEMENT INC

TRUST BUT VERIFY

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