Patrick T. Becker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Todd Becker, who also goes by Patrick Becker, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1987. Patrick had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 1989 - January 17, 1990
FINNET SECURITIES, INC.
August 15, 1989 - October 30, 1989
TOLUCA PACIFIC SECURITIES CORP.
May 3, 1989 - June 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
March 1, 1989 - April 17, 1989
LUX INVESTOR SERVICES CORPORATION
June 3, 1988 - February 27, 1989
POWER SECURITIES CORPORATION
March 25, 1987 - June 1, 1988
F.D. ROBERTS SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FINNET SECURITIES, INC.
CRD#: 17960 / SEC#: , 8-36006
Contact information
Documents
Red Flags
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