Suzette M. Olin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzette Mary Olin, who also goes by Suzette Mary Nave, was a registered financial professional .
Suzette is a previously registered financial professional and started their career in finance in 1991. Suzette had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2016 - March 8, 2018
SCOTTRADE INVESTMENT MANAGEMENT
November 8, 2006 - March 8, 2018
SCOTTRADE, INC.
September 8, 2005 - October 24, 2006
COUNTRYWIDE INVESTMENT SERVICES, INC.
March 1, 2004 - September 7, 2005
AMERIPRISE ADVISOR SERVICES, INC.
March 1, 2004 - September 7, 2005
AMERIPRISE ADVISOR SERVICES, INC.
November 15, 1999 - March 11, 2004
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - March 11, 2004
CITIGROUP GLOBAL MARKETS INC.
September 9, 1991 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
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