Donald F. Mohler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Forrest Mohler was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1987. Donald had worked at 3 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2006 - November 19, 2014
SENIORS FIRST FINANCIAL ADVISORS LLC
October 26, 1993 - December 31, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 26, 1993 - December 31, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 16, 1987 - June 2, 1992
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
SENIORS FIRST FINANCIAL ADVISORS LLC
CRD#: 141672 / SEC#:
Contact information
Red Flags
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