Francis N. Kredit
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Norman Kredit, who also goes by Norm Kredit, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1987. Francis had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2015 - October 28, 2019
RAI WEALTH MANAGEMENT
April 30, 1997 - March 30, 2012
RICHEY FINANCIAL GROUP, INC.
November 2, 1995 - April 15, 1997
CETERA WEALTH SERVICES, LLC
July 2, 1992 - November 26, 2015
RICHEY ADVISORS, INC.
January 10, 1990 - November 1, 1995
RICHEY FINANCIAL GROUP, INC.
April 22, 1989 - January 3, 1990
JRL CAPITAL CORPORATION
March 25, 1987 - April 19, 1989
VANGUARD FINANCIAL GROUP, INC.
Primary Firm SEC Registration
RAI WEALTH MANAGEMENT
CRD#: 277137 / SEC#: 801-131970
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAI WEALTH MANAGEMENT
CRD#: 277137 / SEC#: 801-131970
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 493 |
| AUM (Assets Under Management) | $ 135,905,953 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
