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JM

John Francis Mara

CRD# 1646745·Registered 1987 - 2011
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Francis Mara, who also goes by Jack Mara, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1987 - 2011. John had worked at 5 firms and has passed the Series 63, Series 7 and Series 22 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jack Mara

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

DETWILER FENTON & CO.·CRD# 1794
BD
Boston, MA
January 5, 2009 - August 16, 2011
STONEGATE PARTNERS, LLC·CRD# 43034
BD
Wakefield, MA
December 19, 2000 - November 17, 2008
STONEGATE PARTNERS, LLC·CRD# 43034
BD
Wakefield, MA
June 1, 1999 - September 3, 1999
BROOKWOOD SECURITIES PARTNERS, LLC·CRD# 35187
BD
Beverly, MA
April 14, 1994 - June 9, 1999
TALLWOOD ASSOCIATES, INC.·CRD# 26527
BD
July 12, 1993 - April 11, 1994
WINTHROP SECURITIES CO., INC.·CRD# 6925
BD
Boston, MA
March 23, 1987 - July 7, 1993

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Current Firm

DF
DETWILER FENTON & CO.

DETWILER FENTON & CO. | LCS BONDS & FINANCIAL MANAGEMENT (DIVISION OF DMFG) | FECHTOR, DETWILER & CO., INC. | DMC ADVISORY SERVICES (A DIVISION OF FECHTOR, DETWILER & CO.) | DMC ADVISORY SERVICES (A DIVISION OF DMFG) | DETWILER, MITCHELL, FENTON & GRAVES, INC. | DETWILER, MITCHELL FENTON & GRAVES, INC.

CRD#: 1794 / SEC#: 8-16324
BD
Terminated by SEC on 02/22/2019

Contact Information

Established

Massachusetts since 01/04/1971

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DETWILER FENTON GROUP, INC.HOLDING COMPANY—
FENTON, PETER DELIMACEO, PRESIDENT, CCO2334505
KAPPOTIS, ERNEST DFINOP—

Disclosures

Regulatory Event

6

Arbitration

7

Bond

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1995About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Mar 1987About the Series 22 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JM
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