Peter A. Knapp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Alan Knapp, who also goes by Peter Knapp, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1989. Peter had worked at 9 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2019 - January 16, 2020
SECUREVEST FINANCIAL GROUP
October 11, 2011 - September 21, 2018
MESIROW FINANCIAL, INC.
May 29, 2008 - September 2, 2011
DINOSAUR FINANCIAL GROUP, L.L.C
February 28, 2007 - October 9, 2007
R. SEELAUS & CO., LLC
March 7, 2005 - February 26, 2007
MAXIM GROUP LLC
January 13, 2004 - December 31, 2004
PIPER SANDLER & CO.
August 31, 2001 - December 19, 2003
BNY MELLON SECURITIES LLC
February 2, 1994 - August 21, 2001
GRUNTAL & CO., L.L.C.
January 24, 1989 - May 18, 1993
PERSHING LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 6/27/2006
Limited Representative-Equity Trader ExamCurrent Firm
SECUREVEST FINANCIAL GROUP
CRD#: 10100 / SEC#: , 8-26030
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
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