Robert S. Greenlee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Scott Greenlee, who also goes by Robert Greenlee, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1987. Robert had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2018 - June 17, 2020
USAA INVESTMENT SERVICES COMPANY
August 2, 2014 - June 17, 2020
USAA FINANCIAL ADVISORS, INC.
July 30, 2014 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
April 2, 2013 - July 18, 2014
RAA
October 24, 2011 - March 28, 2013
STRATEGIC ADVISERS LLC
February 4, 2011 - March 27, 2013
FIDELITY BROKERAGE SERVICES LLC
January 27, 2010 - January 11, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 23, 2009 - January 11, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 1, 2008 - February 20, 2009
FIDELITY BROKERAGE SERVICES LLC
May 1, 1998 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
June 4, 1987 - May 1, 1998
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| USAA INVESTMENT CORPORATION (PARENT CO.) | SHAREHOLDER | |
| BEALL, KEVIN DOUGLAS | VICE PRESIDENT, DIRECTOR | 4202452 |
| ECK, FRANK THOMAS IV | SECRETARY | 7979835 |
| FLORES, JENNIFER MARGRET | FINOP AND PRINCIPAL FINANCIAL OFFICER | 4175069 |
| HANKS, KARE ELIZABETH | DIRECTOR, VICE PRESIDENT | 2883762 |
| MUIR, JAMES DYER | CHIEF COMPLIANCE OFFICER | 2801996 |
| PEREZ-ROSSELLO, MADELINE IVETTE | ASSISTANT VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 4033239 |
| STORK, MARY ELIZABETH | DIRECTOR | 2960253 |
| WHITE, WILLIAM SWEENEY | PRESIDENT, VICE-CHAIRMAN, DIRECTOR | 4843743 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
