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DJ

Douglas W. Jenkins

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CRD#: 1646067
DJ

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Douglas Wayne Jenkins was a registered financial professional .

Douglas is a previously registered financial professional and started their career in finance in 1987. Douglas had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 8, 2019 - December 31, 2021

SIMPLY INVESTMENTS INC.

RIA
CRD#: 287558
NAPERVILLE, IL
Past

May 8, 2017 - December 31, 2018

SIMPLY INVESTMENTS INC.

RIA
CRD#: 287558
NAPERVILLE, IL
Past

March 17, 2017 - December 31, 2022

SIMPLY INVESTMENTS INC.

RIA
CRD#: 287558
NAPERVILLE, IL
Past

July 21, 2014 - January 5, 2017

AUSDAL FINANCIAL PARTNERS, INC.

RIA
CRD#: 7995
Naperville, IL
Past

July 21, 2014 - January 5, 2017

AUSDAL FINANCIAL PARTNERS, INC.

BD
CRD#: 7995
Naperville, IL
Past

March 17, 2006 - August 6, 2014

LPL FINANCIAL LLC

RIA
CRD#: 6413
YORKVILLE, IL
Past

July 3, 1995 - August 6, 2014

LPL FINANCIAL LLC

BD
CRD#: 6413
YORKVILLE, IL
Past

January 11, 1990 - June 15, 1995

INVESTACORP, INC.

BD
CRD#: 7684
MIAMI, FL
Past

August 4, 1989 - December 13, 1989

HAMILTON INVESTMENTS, INC.

BD
CRD#: 821
Past

April 29, 1987 - October 24, 1988

EDWARD JONES

BD
CRD#: 250

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/16/2006
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


SI
SIMPLY INVESTMENTS INC.
SIMPLY INVESTMENTS INC.

CRD#: 287558 / SEC#:

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Contact information


Main Address
1212 S. Naper Blvd Suite 119-359, Naperville, IL 60540
Mailing Address
Phone number
(505) 398-6714
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SIMPLY INVESTMENTS INC.

CRD#: 287558

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