Angela C. Bates
Professional summary
Angela Carter Bates, who also goes by Angie Bates, is a registered financial professional currently at AVONDALE PARTNERS, LLC located in Nashville, Tennessee.
Angela is registered as a RR (Registered Representative) and started their career in finance in 1988. Angela has worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Angela Carter Bates's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 20, 1999 - Present
AVONDALE PARTNERS, LLC
Office #1: 4322 Harding Pike Suite 414, Nashville, TN 37205January 31, 1994 - August 15, 1994
NELSON INVESTMENT CORPORATION
December 12, 1988 - November 2, 1993
HERMITAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2000)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/9/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
AVONDALE PARTNERS, LLC
CRD#: 46838 / SEC#: 801-70070, 8-51550
Contact information
FINRA licenses (2 States and Territories)
Disclosures
| Regulatory Event | 1 |
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