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GG

George W. Gilman

COMMERCE SECURITIES
Houston, TX 77024
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CRD#: 1645982
GG

Professional summary


George William Gilman is a registered financial professional currently at COMMERCE SECURITIES CORPORATION located in Houston, Texas.

George is registered as a RR (Registered Representative) and started their career in finance in 1987. George has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view George William Gilman's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 24, 1987 - Present

COMMERCE SECURITIES CORPORATION

Office #1: 710 No. Post Oak Rd. Suite 400, Houston, TX 77024Office #2: 710 No. Post Oak Rd. Suite 400, Houston, TX 77024
BD
CRD#: 10806
Houston, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(1/18/1996)

Exams


State Security Law Exam
RR
Series 63
Date: 11/24/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CS
COMMERCE SECURITIES CORPORATION
COMMERCE SECURITIES CORPORATION

CRD#: 10806 / SEC#: , 8-28228

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
710 No. Post Oak Rd. Suite 400, Houston, TX 77024
Mailing Address
710 No. Post Oak Rd. Suite 400, Houston, TX 77024
Phone number
(713) 613-2914
Established
Texas since 10/05/1981
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


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Documents


Direct owners and executive officers


NamePositionCRD#
MARY PAYNE FAMILY TRUST, GEORGE GILMAN-TRUSTEESHAREHOLDER
GILMAN, GEORGE WILLIAMCHIEF COMPLIANCE OFFICER1645982
GILMAN, GEORGE WILLIAMPRESIDENT / CEO / TRUSTEE OF MARY PAYNE FAMILY TRUST1645982

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


COMMERCE SECURITIES CORPORATION

CRD#: 10806Houston, TX 77024

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