Courtlandt G. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Courtlandt Gerdes Miller was a registered financial professional .
Courtlandt is a previously registered financial professional and started their career in finance in 2003. Courtlandt had worked at 4 firms and has passed the Series 63, Series 55, Series 86, Series 87, Series 7, Series 82 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2008 - October 5, 2011
1ST WORLDWIDE FINANCIAL PARTNERS, LLC
January 4, 2008 - April 18, 2008
DELANEY EQUITY GROUP LLC
May 25, 2004 - September 25, 2007
OCEANA PARTNERS LLC
December 3, 2003 - August 25, 2004
GLOBAL INTER EQUITIES (S.A.), INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/8/2005
Limited Representative-Equity Trader ExamCurrent Firm
1ST WORLDWIDE FINANCIAL PARTNERS, LLC
CRD#: 132038 / SEC#: , 8-66544
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1ST WORLDWIDE PARTNERS, LLC. | SHAREHOLDER - CLASS A AND CLASS B SHARES | |
| MONMOUTH GROUP, LLC. | SHAREHOLDER - CLASS A AND CLASS B SHARES | |
| MAHONEY, JOHN FRANCIS | CEO, CHIEF COMPLIANCE OFFICER, CFO, FINOP | 2198689 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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